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Overview

Time is running out for PIMFA member firms to comply with The FCA’s new operational resilience regulations that come into force on 31st March 2022. The deadline gives firms less than four months to carry out mapping and testing, to a level of sophistication necessary to accurately identify their important business services (IBS), set impact tolerances and identify any vulnerabilities in their operational resilience.

This live, interactive, online 3-hour session led by Richard Preece, Director of DA Resilience provides your Compliance and Risk function with confidence and knowledge to assess, compare, test, evaluate and score your approach to Operational Resilience against good practice and the regulator’s expectations.

This training session will cover:

• Recognising what a good approach to Operational Resilience looks like?
• Defining critical services and calculating financial, regulatory and client impact.
• Quantifying the maximum acceptable level of disruption through severe but plausible scenarios.
• Identifying control improvements.
• Optimising controls for clearly defining impact tolerances.
• Providing effective risk management and oversight of third-party vendors
• The role and responsibilities of senior managers
• An Operational Resilience checklist for review
• Developing a common language for the measurement, management and communication of risk
• Strategies to ensure that emerging vulnerabilities do not go overlooked after 31st March 2022.

Who should attend?

Heads of Compliance, Risk, Regulation, General Counsel, SMF holders and Non-Executive Directors of enhanced scope SM&CR firms and member firms not in-scope, who need to continue meeting their existing obligations and seek to follow the new operational resilience framework.

Speakers

Richard Preece
Director
DA Resilience Limited

Partners

Booking and Registration Information

If you are a PIMFA member please ensure you have logged in to register for this webinar, podcast or event and receive your discount. If you are unsure of your login details you can request a new password via our website or email us to reset it for you. If you are unsure whether you belong to a PIMFA member firm please register for an account or email us and we will confirm this for you. You can still register for our webinars, events and podcasts as a non-member (charges apply in some instances). Requests may take up to 48 hours to process.

Tickets

15 available
PLLT: PIMFA Live Online Training: Complying with your Operational Resilience obligations - A Wealth Management Firms Checklist (FAM)£300.00 ex. VAT

Please fill in all required fields

15 available
PLLT: PIMFA Live Online Training: Complying with your Operational Resilience obligations - A Wealth Management Firms Checklist (NM)£400.00 ex. VAT

Please fill in all required fields

Details

Date:
31st January 2022
Time:
09:30 - 12:30
Cost:
£300 - £400
Event Categories:
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Other

CPD Hours
3