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For many years now, regulation has been the main concern of the UK wealth industry, causing multiple headaches across the sector and one of the key reasons behind surging costs among these firms.

In September 2021, the FCA issued a ‘Dear CEO’ letter, which outlines the new areas of focus from the regulator. These will therefore each form a basis of discussion within the webinar and include:
• Fraud, investments scams and market abuse
• Financial resilience and disorderly firm failure
• Costs and charges
• Brexit

Please go to our website to register your interest in attending this webinar. Registrations are open for UK based professionals only. A member of the Compeer team will then be in touch shortly.
There is no charge for this webinar for representatives of wealth management firms and private banks. A charge of £100 + VAT applies for consultants and service providers.
CPD certificates will be issued shortly after the event.

Booking and Registration Information

If you are a PIMFA member please ensure you have logged in to register for this webinar, podcast or event and receive your discount. If you are unsure of your login details you can request a new password via our website or email us to reset it for you. If you are unsure whether you belong to a PIMFA member firm please register for an account or email us and we will confirm this for you. You can still register for our webinars, events and podcasts as a non-member (charges apply in some instances). Requests may take up to 48 hours to process.

Details

Date:
3rd March
Time:
11:00 - 12:00
Event Category:
Website:
https://compeer.co.uk/event/compliance-2022-the-future-of-uk-regulation/