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PIMFA's Customer Vulnerability Learning Programme, led by the award-winning vulnerability training team at The Money Advice Trust …
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£1,799.00 – £2,300.00
Date & Time: 23rd Sep 2025 (9:30) - 18th Nov 2025 (12:30)
CPD: 18
Location: Virtual
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
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£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
CPD: 18
Location: London excel
AI has already begun changing the way we work, and further change in the coming years is inevitable. The FCA and PRA have outlined their strategic approaches to AI regulation, focusing on promoting safe and responsible use while fostering innovation. Meanwhile, the Equality and Human Rights Commission (EHRC) has indicated that it will be focussing on the use of AI in recruitment and developing solutions…
Free
Date & Time: 19th Nov 2024 (11:00 - 12:00)
Location: In Person
The FCA review of Consumer Duty implementation within payment firms published in October 2024 found that just over half were satisfactory, while nearly half were categorised as needing "significant work" to meet the Duty's requirements. In yet another reminder, the FCA expects your firm to identify gaps in your compliance with the Duty and "act immediately, putting plans in place to address shortcomings." In this…
£400.00 – £500.00
Date & Time: 20th Nov 2024 (9:30 - 12:30)
CPD: 3
Location: In Person
FCA fines against firms and individuals totalling £87 million so far in 2024 indicate a serious knowledge gap among senior managers in financial services firms. They are often unprepared and overwhelmed to interpret and respond appropriately to the volume and complexity of regulatory change for which they are responsible. In this FREE 60-minute webinar, experts from CCL Academy unpack what you, as a newly appointed…
Free
Date & Time: 26th Nov 2024 (14:00 - 15:00)
Location: In Person
Before the FCA initiates a Section 166 review of your firm's approach to CASS, the regulator typically takes several preliminary steps to assess your firm's compliance and risk profile. Yet for many firm’s the regulators actions before a s166 is triggered, remain a mystery. In this FREE 60-minute webinar, we unpick the crucial steps leading up to a Section 166 notice, demystifying the key processes…
Free
Date & Time: 14th Jan 2025 (11:00 - 12:00)
Location: In Person
The FCA's Section 166, "Skilled Person Review," is one of the regulator's go-to tools they’re not afraid to use, when assessing your firm's compliance with the CASS rules. No need to be concerned? Think again, as s166 reviews continuing to rise across the sector, firms should be in no doubt that the FCA is prepared to appoint an independent third party to conduct a 'drains…
Free
Date & Time: 21st Jan 2025 (11:00 - 12:00)
Location: In Person
PIMFA’s SMF (Senior Managers Function) Regulatory Briefing Programme is a 12-month online leadership programme for time-strapped senior managers who need to cut through the regulatory noise and grasp, from a senior leader's perspective, how to better measure, manage, and monitor compliance and regulatory risks within their firm. …
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£595.00 – £850.00
Date & Time: 28th Jan 2025 (10:00) - 11th Dec 2025 (11:00)
CPD: 12
Location: Virtual