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Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 25th Sep 2025 (8:30 - 18:00)
CPD: TBC
Location: Hybrid
PIMFA’s monthly Wealth Management Financial Crime Compliance Learning Programme ensures senior managers, MLRO/DMLOs, Heads of Compliance, compliance officers and legal professionals don’t just keep up to date with key changes and regulatory deadlines, but develop the clarity, direction and insight they need to design an effective and efficient anti-financial crime control framework that protects their firm, creates value and enhances revenue opportunities. …
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£695.00 – £895.00
Date & Time: 12th Nov 2025 (0:00) - 11th Nov 2026 (0:00)
CPD: 12
Location: Virtual
PIMFA Learning comes to your office to supercharge your approach to AI adoption and implementation …
CPD: TBC
Location: In Person
Demands on CASS firms have never been greater. Research shows that firms continue to fall foul of time-consuming and expensive CASS audits, and even those firms with a mature understanding of the CASS rules aren't immune to protracted discussions with their CASS Auditors. The problem often isn't with knowing the CASS rules - many strategies are well understood - but with execution and application. In…
Free
Date & Time: 07th Sep 2023 (11:00 - 12:00)
Location: In Person
With the FCA imminently publishing their final policy paper on sustainable investment product labelling, we take a look at how this might impact the Wealth & Advice industry and how firms can manage an ever-growing ESG regulatory agenda. Please join our PIMFA-hosted panel discussion with insights from leading industry representatives, as well as experts from Alpha FMC, a leading management consultancy for the wealth &…
Free
Date & Time: 26th Sep 2023 (12:00 - 13:00)
Location: In Person
The UK Wealth Management market has grown rapidly over the last few years. However, while the drivers for growth are well known, the industry still faces many challenges affecting its way of growing sustainably and profitably. By attending this roundtable, we will discuss how the industry can: • Transform business models to simplify against complexity • Build scale to succeed and exceed growth and profitability…
Free
Date & Time: 28th Sep 2023 (8:30 - 10:30)
CPD: 1.5
Location: In Person
Research shows that firms continue to fall foul of time-consuming and expensive CASS audits, and even those firms with a mature understanding of the CASS rules aren't immune to escalating CASS audit fees. The problem often isn't with knowing the CASS rules - many strategies are well understood - but with execution and application. The PIMFA CASS Clients Academy is a unique learning experience for…
£2,750.00 – £3,750.00
Date & Time: 03rd Oct 2023 (9:00 - 12:30)
Location: In Person
It’s too easy for PIMFA Member Firms to assume that their current suitability checks and approaches to assessing a client’s investment preferences will stand up to regulatory scrutiny through the lens of Consumer Duty. In a matter of months, the FCA requires you to be able to evidence that your firm is putting themselves ‘in the shoes of your customers’, acting in good faith, avoiding…
Date & Time: 02nd Nov 2023 (0:00 - 23:59)
Location: In Person
Even though you’ve achieved some success in your career, do you sometimes feel like an imposter? The Imposter Syndrome is now recognised as a commonplace work experience - especially for career women. It has them attributing their success to luck, discounting their capabilities and fearing being ex-posed as a fraud. They constantly strive for better results and are generally high achievers as a result -…
Free
Date & Time: 09th Nov 2023 (13:00 - 14:30)
Location: In Person