Cyberattacks shut down organisations and are now one of the most serious threats to financial services firms. They should be at the top of your risk register. Attackers and the techniques they use are sophisticated, ever evolving, and defending against them is complex. Leaders who are lagging behind, are putting their business and clients’ financial interests at risk. Because a serious breach can have devastating…

Demands on CASS firms have never been greater. Research shows that firms continue to fall foul of time-consuming and expensive CASS audits, and even those firms with a mature understanding of the CASS rules aren't immune to protracted discussions with their CASS Auditors. The problem often isn't with knowing the CASS rules - many strategies are well understood - but with execution and application. In…

The MiFIR transaction reporting obligation is more than five years old. Yet despite the maturity of the regime, firms are still struggling to report accurate and complete data to the regulator. In this FREE 60-minute webinar Kaizen Reporting’s regulatory experts Matthew Vincent and Simon Appleton and PIMFA’s Kevin Sloane will unpack the challenges of reporting accurately, the importance of data quality and meeting regulatory expectations, and…