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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
Discover practical strategies for simplifying your next CASS audit, reducing stress, and ensuring compliance with confidence. …
Free
Date & Time: 07th May 2024 (10:00 - 11:00)
Location: In Person
This webinar will explore practical strategies to maintain a proactive culture, strengthen governance, and embed accountability across your firm. …
Free
Date & Time: 24th Jun 2024 (11:00 - 12:00)
Location: In Person
In this FREE 60-minute webinar, Thistle Initiative’s experts unpack the FCA latest expectations, highlighting where and how PIMFA member firms must revisit their IFPR implementation and ICARA reporting to ensure the adequacy and operating effectiveness of your ICARA process follows good industry practice …
Free
Date & Time: 09th Oct 2024 (11:00 - 12:00)
Location: In Person
Discover how artificial intelligence is reshaping wealth management, driving efficiency, enhancing client experiences, and unlocking new opportunities for growth. …
Free
Date & Time: 11th Nov 2024 (11:00 - 12:00)
Location: In Person
Explore how firms can identify and support vulnerable clients while meeting – and exceeding – FCA expectations for fair treatment and robust compliance. …
Free
Date & Time: 18th Nov 2024 (11:00 - 12:00)
Location: In Person
Unpack what you, as a newly appointed or current senior manager, need to know to make better and more informed decisions to meet the rising expectations of staff, your board, and the regulator. …
Free
Date & Time: 26th Nov 2024 (14:00 - 15:00)
Location: In Person