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Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 25th Sep 2025 (10:00 - 18:00)
CPD: TBC
Location: Hybrid
PIMFA’s monthly Wealth Management Financial Crime Compliance Learning Programme ensures senior managers, MLRO/DMLOs, Heads of Compliance, compliance officers and legal professionals don’t just keep up to date with key changes and regulatory deadlines, but develop the clarity, direction and insight they need to design an effective and efficient anti-financial crime control framework that protects their firm, creates value and enhances revenue opportunities. …
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£695.00 – £895.00
Date & Time: 12th Nov 2025 (0:00) - 11th Nov 2026 (0:00)
CPD: 12
Location: Virtual
AI has already begun changing the way we work, and further change in the coming years is inevitable. The FCA and PRA have outlined their strategic approaches to AI regulation, focusing on promoting safe and responsible use while fostering innovation. Meanwhile, the Equality and Human Rights Commission (EHRC) has indicated that it will be focussing on the use of AI in recruitment and developing solutions…
Free
Date & Time: 19th Nov 2024 (11:00 - 12:00)
Location: In Person
The FCA review of Consumer Duty implementation within payment firms published in October 2024 found that just over half were satisfactory, while nearly half were categorised as needing "significant work" to meet the Duty's requirements. In yet another reminder, the FCA expects your firm to identify gaps in your compliance with the Duty and "act immediately, putting plans in place to address shortcomings." In this…
£400.00 – £500.00
Date & Time: 20th Nov 2024 (9:30 - 12:30)
CPD: 3
Location: In Person
FCA fines against firms and individuals totalling £87 million so far in 2024 indicate a serious knowledge gap among senior managers in financial services firms. They are often unprepared and overwhelmed to interpret and respond appropriately to the volume and complexity of regulatory change for which they are responsible. In this FREE 60-minute webinar, experts from CCL Academy unpack what you, as a newly appointed…
Free
Date & Time: 26th Nov 2024 (14:00 - 15:00)
Location: In Person
Ready Steady Grow! is an event for the investment ecosystem in Oxford EISA is back in Oxford for another event that brings the EIS and VC ecosystem together to learn and connect. Join us as the Enterprise Investment Scheme Association (EISA) returns for a session supporting everyone in the investment space, from founders to funds. Date: 26th November, 2024, registration from 16:00 BST Venue:…
Date & Time: 26th Nov 2024 (16:00 - 19:30)
Location: In Person
PIMFA has the pleasure to announce that the date has now been set for the upcoming PIMFA Senior Leadership Summit & Dinner 2024. The event is open to senior member firm colleagues and strictly by invitation only. The aim is to provide a forum where relevant content will be presented and an opportunity for you to network with your peers will be provided. The event…
Date & Time: 27th Nov 2024 (12:00 - 21:00)
CPD: 5
Location: In Person
Contact details: Stephanie Pollard (stephanie.pollard@clydeco.com) | +44 7843 833 106 Mental ill health is one of the leading causes of sickness absence in the UK but look beyond the headline statistics and we see that younger workers are disproportionately impacted by mental health issues. Join us for a special webinar where Counselling Psychologist Mr Simon Brittz from HCA Healthcare will join Employment Partner Chris Holme…
Free
Date & Time: 28th Nov 2024 (12:30 - 13:30)
Location: In Person