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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
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Understand the FCA’s SDR and investment labels requirements and learn how your firm can prepare for upcoming ESG regulations with practical steps for compliance and reporting. …
Free
Date & Time: 26th Sep 2023 (12:00 - 13:00)
Location: In Person
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Gain expert insights and practical guidance on safeguarding client assets and meeting regulatory obligations with confidence. …
£2,750.00 – £3,750.00
Date & Time: 03rd Oct 2023 (9:00 - 12:30)
Location: In Person
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Discover practical strategies to reinforce customer centricity and ensure your firm meets the Consumer Duty standards for customer support and consumer understanding by July 2023. …
Date & Time: 02nd Nov 2023 (0:00 - 23:59)
Location: In Person
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Explore the realities of imposter syndrome, uncover strategies to build confidence, and learn how to recognize your true value as a high-achieving professional. …
Free
Date & Time: 09th Nov 2023 (13:00 - 14:30)
Location: In Person
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Explore the latest trends, challenges, and opportunities shaping mergers and acquisitions in wealth management, and gain insights to navigate this evolving landscape successfully. …
Free
Date & Time: 23rd Nov 2023 (11:00 - 12:00)
Location: In Person
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Examine the implications of the Autumn Statement for retail investors and explore what it could mean for a future general election. …
Free
Date & Time: 27th Nov 2023 (15:00 - 16:00)
Location: In Person