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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
Starting our Consumer Duty Series with practical strategies for testing consumer outcomes. This session focuses on actionable approaches to ensure compliance with FCA requirements, helping firms demonstrate good outcomes and embed Consumer Duty into everyday practice. …
£300.00 – £350.00
Date & Time: 03rd May 2023 (9:30 - 11:30)
CPD: 2
Location: In Person
PIMFA’s Authentic Leadership Programme is designed to help financial services professionals lead with confidence, clarity, and purpose. …
Free
Date & Time: 17th May 2023 (13:00 - 14:00)
Location: In Person
Learn how to effectively collaborate with third-party providers under the FCA’s Consumer Duty. This session explores best practices for oversight, accountability, and data sharing to ensure good consumer outcomes across the value chain. …
£300.00 – £350.00
Date & Time: 23rd May 2023 (9:30 - 11:30)
CPD: 2
Location: In Person
This session will explore the FCA’s expectations around D&I, clarify the distinction between positive action and positive discrimination, and provide practical guidance for firms seeking to embed meaningful change. …
Free
Date & Time: 25th May 2023 (10:00 - 11:00)
Location: In Person
This interactive course explores how Training & Competence frameworks align with the FCA’s Consumer Duty requirements. Gain practical guidance on embedding best practices, meeting regulatory expectations, and ensuring your teams deliver consistently high standards of advice and service." …
£350.00 – £400.00
Date & Time: 25th May 2023 (13:30 - 15:30)
CPD: 2
Location: In Person
Join PwC experts for the third session in our Consumer Duty Series, focusing on how to build robust MI frameworks, reporting processes, and governance structures that demonstrate compliance and deliver good consumer outcomes. Learn practical steps to monitor, evidence, and embed Consumer Duty across your organisation. …
£300.00 – £350.00
Date & Time: 30th May 2023 (9:30 - 11:30)
CPD: 2
Location: In Person