PIMFA
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With only 7 months before SM&CR goes live, PIMFA members would be well advised to refresh their understanding of their responsibilities as well as familiarise themselves with PIMFA latest guidance to firms on SM&CR. In this FREE 60 minute webinar with associate member firm Worksmart, we provide you with a:
• Quick reminder of why the regime has been introduced
• An overview of your senior managers responsibilities
• The expectations of the regulator
• The common challenges that firms are facing
• How to avoid common pitfalls
• How to evidence and demonstrate employee skills and competence
Julie Pardy
Director of Regulation and Market Engagement
Worksmart
Ian Cornwall
Director of Regulation
PIMFA
Booking and Registration Information
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