The Personal Investment Management & Financial Advice Association (PIMFA)

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In Person
24th June, 2024
11:00am - 12:00pm
Free

PIMFA Webinar: Avoiding A Culture of Complacency

Culture lies at the heart of strengthening your approach to Consumer Duty, Financial Crime, DEI and Vulnerable customers. Yet, despite the frequent reminders from the FCA, wealth management firms still need to work on demonstrating to the regulator how they can positively shift the culture needle. In this FRE 60-minute webinar, our experts unpack: Why Culture remains central to the FCA’s supervisory model How to...
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Culture lies at the heart of strengthening your approach to Consumer Duty, Financial Crime, DEI and Vulnerable customers. Yet, despite the frequent reminders from the FCA, wealth management firms still need to work on demonstrating to the regulator how they can positively shift the culture needle.

In this FRE 60-minute webinar, our experts unpack:

Why Culture remains central to the FCA’s supervisory model
How to reset and refocus your approach to Culture to meet heightened FCA expectations
How leading firms cut through the complexity to stay ahead of emerging Culture and Conduct risks

Angela Hayes

Partner
DAC Beachcroft LLP

David Speakman

Partner
DAC Beachcroft LLP

DAC Beachcroft Group

Asset Manager
Greater London
Host Partner
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Our purpose is to help our clients and our colleagues succeed, creating sustainable value. To be leading business advisers, recognised for our insight and our outstanding commitment to clients,…