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Regulation

We will provide snapshot of the current state of play on a range of issues including MIFIDII, PRIIPs, and GDPR.

Operations and Tax

PIMFA Briefings are a series of country-wide events designed to keep members updated on Regulatory, Business and Operational issues in the UK and EU.

We will update you on the current tax reporting requirements, including the key aspects of the new Qualified Intermediary (QI) Agreement.

European Regulation

A range of issues affecting our members including Brexit, Capital Markets Union, retail investment and distribution, fintech, prospectus regulation, benchmarks, and data protection.

Financial Crime

Updates on matters including cybercrime, anti-money laundering, and market abuse

 

 

Ian Cornwall
Director of Regulation
PIMFA
Richard Adler
Director of Strategic Partnerships
PIMFA

Booking and Registration Information

If you are a PIMFA member please ensure you have logged in to register for this webinar, podcast or event and receive your discount. If you are unsure of your login details you can request a new password via our website or email us to reset it for you. If you are unsure whether you belong to a PIMFA member firm please register for an account or email us and we will confirm this for you. You can still register for our webinars, events and podcasts as a non-member (charges apply in some instances). Requests may take up to 48 hours to process.

Details

Date:
13th June 2017
Time:
16:30 - 18:00
Event Categories:
,

Other

CPD Hours
1.5

Venue

Canaccord Genuity WM
PO Box 3, 37 The Esplanade, St Helier
Jersey, JE4 0XQ United Kingdom
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