PIMFA
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Following MiFID II go-live earlier this year, the regulator is now turning its focus to the quality of data being reported.
Join David Nowell, Senior Regulatory Reporting Specialist at Kaizen Reporting, as he explores:
- The most common transaction reporting errors identified by the FCA and Kaizen
- How to resolve them
- Best practice for good quality reporting
- Q&A
David is a former regulator with more than 30 years’ financial services experience on both sides of the regulatory fence. He was previously Head of Compliance at the London Stock Exchange’s UnaVista, and has also worked at the FSA, Credit Suisse and Reuters.
David Nowell
Senior Regulatory Reporting Specialist
Kaizen Reporting
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