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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Fiske Plc
Generational Planning Group
Mosaic Money Management
Threshold Wealth Management
Intrinsic Wealth Ltd
Perspective (North) Limited
Rossie House Investment Management
Dolby Financial Planning
Horizons Financial Planning
Wise Investment
Ferry Financial
LGT Wealth Management UK LLP
Totum Financial Planning
Sterling Ridge Wealth
Quilter Financial Planning Ltd
The Investment Boutique
Heritage Financial Planning
Whitman Asset Management Ltd
Kerr Henderson (Financial Services) Limited
Hymans Robertson Investment Services LLP
IG Group
Courtney Havers LLP
Rowan Dartington
DSNY Wealth Planning
Eden Gate Financial Planning
Blakeway & Hunt Ltd
Halifax Share Dealing Ltd
Morley Fordham
Bloomsbury Wealth
Flowway Financial
Philip J Milton & Company
Macbeth
David Major Financial Services
DPB Wealth Management
Perspective (South East)
Right Financial Services
Rockbridge Financial Solutions
Perspective (North West) Limited
Countrywide Financial Solutions
BGA Financial Services
Malama Wealth
Hartley Associates
Bordier & Cie (UK) PLC
W1M
Lancaster Hill Investment Management
Brighton Capital Management
Grey Parrot Financial Planning
Cogent Financial Solutions
Buchanan Johnston Flynn Limited
2 Plan Wealth Management Limited
Birch Financial Services Ltd
Brightpath Wealth Ltd
The Openwork Partnership
Jalapeno UK Limited
BRI Wealth Management Plc
Imperial Financial Planning Ltd
Hitchell Financial Planning
Raymond James
Eden House Financial Services
JM Finn
Alextra Group Accountancy and Wealth Management
Protection & Investment Ltd
Navera Investment Management Ltd
Manorbridge Investment Management
Optimal Financial Services Ltd
Martin Roden Financial Services Limited
Canaccord Genuity Wealth (International) Ltd
Rothschild & Co
Perspective (South West) Limited
Retirement Planning (UK) Ltd
Meridian Financial Services
James Sharp & Co LLP
Horizon Financial Management
Kingswood Group
Fresh Approach Financial Planning
Be Advised Ltd
London & County Financial Advisors
Burwood Financial Planning
Succession Wealth
Harper Financial Associates
GSL Financial Consultants Ltd
Mark Bonning-Snook Ltd
Chatsworth Practice
Gresham Financial Strategies Ltd
Harrison Financial Planning
Murray John & Associates
Stevenson Burns Financial Planning
Andrew Graham Wealth Management
Miller James Financial Planning
Truth Financial
Kingsley Wealth Management
Fairview Financial Management Ltd
Equiniti Financial Services Ltd
Champion Financial Advisors
Octo Financial Planning
TaxAssist Financial Services
Coutts & Co
Legacy Wealth Planning
Winter Dean Partnership LLP
Patrick Wayne Wealth Management Ltd
Oberon Investments Limited
Parkway Consulting
GMG Investment Managers Ltd
Orbit Financial Planning
AJ Bell Business Solutions Limited
Skyridge Financial Planning LLP
Pro Start Pensions
Arbuthnot Latham and Co
T Nixon Associates Ltd
Weatherbys Private Bank Limited
Method Financial Planning
Perspective (Thornton Springer) Limited
Perspective (North East) Limited
Arcrate
57N Mortgages
Scotia Independent Financial Services
B H Financial Services Ltd
Allthings Wealth
Davy
Remulate Wealth
Clifton Wealth Partnership Ltd
Positive Solutions (Financial Services) Limited
Pedr Financial Planning
Albon Financial Planning
Green Planet Finance
Oakfields Wealth Management
Bay Financial Planning
Standard Chartered
Nedbank Private Wealth Limited
TrinityBridge
City Financial Solutions Ltd
Ruffer LLP
St James’s Place Wealth Management (SJP)
Bates Wealth Management Ltd
Novapetra Wealth Management
Wayfinder Wealth Management
True Potential Wealth Management LLP
Perspective (Home Counties) Limited
Killik & Co LLP
Fabric Private Office (trading name for TPIO)
Third Wealth
Hedley & Company Stockbrokers Ltd
Atomos Financial Planning Limited
Perspective (West) Limited
Lantern Financial Planning
Tatton Investment Management Ltd
Tower 12 Financial Services
Osprey Financial Planning
Premier Financial Planning (Cheadle) Ltd
Progeny Asset Management Ltd
Bloomfield Corporate Consultancy Ltd
Voyage Financial Planning
The Share Centre Ltd
Ramsey Crookall & Co Ltd
Devine Wealth
Clearplan Financial Services Ltd
Redmayne Bentley
Deutsche Bank UK Limited
Fairfield Money
Squirrel Financial Advice Ltd
Sentinel Portfolio Management
Independent Financial Planning Services
Eames Laurie Financial Services
Alpha Portfolio Management
GP Financial
Handelsbanken Wealth & Asset Management
Alexander House Financial Planning
Platinum Financial Solutions
Yellow Brick Financial Planning Ltd
Spa Financial Planning
Wealthwise Financial Management
James Brearley & Sons
Advanced IFA Ltd
Farley & Thompson
Charles Schwab UK Limited
Armstrongs Wealth Planning
Crowther Mayoh Financial Services Ltd
RNCFP Limited
Deep Dive Financial Planning Ltd
Rathmore Financial Ltd
Brooks Macdonald Investment Management
Tailored Wealth
Equilibrium Financial Planning LLP
Focus Financial Management (Scotland)
Allen Langrick Financial Ltd
Evelyn Partners
Seneca Reid Ltd
Paul Duckworth Independent Financial Adviser
Henderson Moore Financial Solutions Ltd
Priority Wealth Planning
One Financial Solutions Ltd
Canaccord Genuity Wealth Management
Direct Independent Financial Consultants Ltd
Quilter Cheviot
Priory Financial Planning Ltd
Adam & Company
HSBC UK Bank PLC
Clifton Asset Management Ltd
Citrus Financial
Help For Wealth
CS Investment Managers
The Penny Group London LLP
Advice On Wealth Limited
Evolution Financial Planning Ltd
TFAS Wealth
Perspective (Oxon) Limited
Octo Wealth Management
Vision Independent Financial Planning Ltd
Profit With Principle Ltd
Stapley Mortgages
Sharp Financial Planning
Perspective South Ltd
Aberdeen Standard Capital
Integrity Financial Services
Prema Financial Services Ltd
R C Brown Investment Management Plc
Rathbones Group Plc
Pareto Financial Planning
Nexus Financial Services
Emily James Financial Services Ltd
Storeton Rose Financial Planning Ltd
Tindle Wealth Management Limited
Meon Capital Management
Silverwood Wealth Management
Essential Wealth Management and Advice Ltd
Pilling & Co
Aberdeen
M&G Wealth Advice Limited
Magnum Financial Solutions
Perspective Financial Group Limited
EFG Harris Allday
Emma Storey Independent Financial Planning Ltd
Roberts Boyt Limited
Wolds Financial Planning
Totally Financial Planning
Vesta Mortgages Ltd
Lead Financial
B V Services
Your Future Wealth
CMC Independent Financial Advisers
Royal Bank of Canada
HSBC Investment Services
City Asset Management Plc
White Stone Financial Planning
Linkage Financial Solutions
Barratt & Cooke
Lyles’ Independent Financial Advice
The Penny Group Harridge
HSBC Private Bank
Barlow Financial Services Ltd
Metcalf Wealth Managers Ltd
True Financial Design
F D Cummins Financial Planning Limited
Sirius Financial Ltd
Interactive Investor
Triton Private Wealth Ltd
Wessex Investment Management Ltd
NG Wealth
Perspective (East Anglia) Limited
Stephen Eve Financial Planning Ltd
Multrees Investor Services Ltd
Holberg Limited
Renton Wealth Management
Orleeman Financial Services
Dowgate Wealth Limited
The Orchard Practice (AR) Ltd
Oakley Independent Advisers
Four Wealth Planning
Saranac Partners Ltd
Options Financial Planning
Prydderch Financial Planning Ltd
AB1 Financial Planning Ltd
Walker Crips Investment Management
Omnis Investments Limited
MedHaven Financial Planning
Mountstone Partners
David Booler & Company t/a Boolers
Cornerstone Wealth Planning
1st Port Asset Management
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