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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....

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PIMFA Associate Members

Discover PIMFA’s Associate Member firms.


Solve Partners Limited
RSM UK
SEI Investments (Europe) Ltd
DA Resilience
SS&C Financial Services Limited
Lumera
EY (Ernst & Young)
Farrer & Co
Eversheds Sutherland
ICE – The Intercontinental Exchange (Data Services)
GoSimpleTax
Hartford Consulting
PWC
BNY
Shoosmiths LLP
Elephants Don’t Forget
Latham & Watkins
SecuritEase
Thistle Consulting
CCL Academy Limited
Kaizen Reporting Ltd
Ruleguard
Chartered Institute for Securities & Investment (CISI)
KPMG LLP
Macfarlanes LLP
Morningstar UK Limited
Square4 Consulting
Herbert Smith Freehills Kramer LLP
Gretel
FIS
Smirk Experience
Publicis Sapient
Fidelity International
WealthWizards
Onyx Insurance Brokers Limited
Clearstream Banking SA
Consilium Broking
Mercer
DAC Beachcroft Group
Mitigo LLP
Saafehouse
The Nicer Group Limited
Objectway Financial Software
Control Now Ltd
Atlantic House Group T/A Albemarle Street Partners
Velia Partners
Royal London Management Services Limited
Altus Consulting
AdvisoryAI
Burges Salmon LLP
London Stock Exchange
Dorsum Investment Software
Allfunds
Broadstone
City Hive Network Ltd
Davies Technology Services Limited
WBS Solutions Ltd
Leaman Crellin
Kova Professions
Ocorian
Avaloq
Computershare
RiskSmart
HKA Global Limited
ID-Pal
Accenture UK Ltd
First Rate Wealthtech Ltd
TIKKER
Grant Thornton UK LLP
PA Consulting
NextWave Consulting
Data Compliance & Integrity Ltd
Avantis Investors By American Century Investments
Aviva Investors
Alpha Financial Markets Consulting UK Ltd
Avyse Partners
Independent Health Care Solutions (IHCS)
Graphene
Protecht Group
Clyde & Co LLP
Platform One
Euroclear UK & Ireland Limited
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