Skip to content
PIMFA
Main Menu
⇣
⇡
> Advisers’ Sustainability Group
> Artificial Intelligence
> Public Affairs
> Regulatory Policy & Compliance
> Talent, Inclusion, Diversity & Equity
> Under 40 Leadership Committee
> Wealthtech
0
X
Linkedin
Instagram
TikTok
Sort Results by
Date Descending
Date Ascending
Alphabetical A-Z
Alphabetical Z-A
Keywords
]
#PIMFAESGACADEMY
10% Rule
12 key messages on GDPR
16 Part 1
16 Part 2
2016-2021
2017
2023 Diversity & Inclusion Awards
2RSquared
4MLD Level 1
A Glossary of Relevant Terms
A to Z of the Darknet
ABI
About FSCS
Abrdn
action fraud
advice
Advice and Independence
advice event
Advice Group – Terms of Reference
advise
Advisers’ Sustainability Group
Age UK
Agent as Client
Aimee Langley
Alexandra Robert
Alexandra Roberts
Algorithmic Trading
Alison Moynihan
Alpha FMC
Altus Consulting
Anastasia Georgiou
Andrew Shepherd
Android
annual allowance
Anthony Boggiano
Anthony Browne MP
Anti-Bribery
Anti-Money Laundering
Appointed Representatives
Apprenticeships
April 2018
Article 29
Artificial Intelligence
Association of British Insurers
August 2018
Authentic Leadership
Automatic Exchange of Information
Autumn Statement
Awards
Axa Wealth
Baby Boomers
Bank of England
Barclays Bank
Best Places to Work 2023
Bitcoin
Blockchain
BNY Melon Pershing
Board of Directors
Breit
Brexit
Brexit Negotiation
British Steel
British Steel Consumer Redress Scheme
British Steel Pension Redress Scheme
British Steel Pension Scheme
British Steel Pensions Scheme
Brooks Macdonald
Brown Shipley
Budget
Budget 2021
Budget 2024
Cams
Capital Deductions
capital gains tax
Carnegie Institute UK.
Carnegie Trust
Carnegie Trust UK
Caroline Rainbird
CASS
Chancellor
Chancellor of the Exchequer
Charles Randell
Charles Schwab
Ciaran Whelan
CICERO Useful Guide
Cicero/AMO
City Hive
City of London Corporation
city of London police
Claims Management Companies
ClearStream
Client Analytics
Client Asset Sourcebook
Client Onboarding Advisory Group
Client Order Handling
Climate Change
Clive Gordon
Clone websites
Cloned Investment Firms
cloning
CMC
COBS 2.4.3R
COBS 2.4.4R
cold calling
Commission on Dormant Assets
Committees
Committees Information
Common Reporting Standard
Comms & Publication
Comms & Publications
Communications and Publications
compaliance
Compensation Framework Review
Competition Law Guidance 2020
compliance
Compliance Agenda – July 2020
Compliance Agenda – May 2020
compliance conference
Compliance Group Agenda – March 2020
Compliance Group Agenda – May 2020
Compliance Group Agenda – November 2020
Compliance Group Agenda – September 2019
Compliance Group Agenda – September 2020
Compliance Group Area
Compliance Group Minutes – November 2019
Compliance Group Minutes – September 2019
Compliance Group Minutes – September 2020
conduct
conference
Conflicts of Interest
Connaught
consultation
Consumer Duty
Consumer investment firms
Consumer Investment Market
Consumer Protections
Consumer redress
consumers
continued professional development
COP 26
copmensation
Core investment advice
Coronavirus
Corporate Events
Corporate Events subject to Transaction Reporting
Corruption Systems and Controls
Costs
Costs and Charges
Courtney Haver
Coutts
Coutts & Co
COVID
Crowe
CRS
CRS classification for UK trusts
Crypto-assets
culture
culture seminar
Current Brexit Negotiations
customer protection
cyber attacks
Cyber Security
Cybercrime Demystified
D&I Awards
DAC
DAC Beachcroft
Daniel Godfrey
Data Protection
Data Protection Bill
Data Standards and Sharing
David Ostojitsch
DCMS
Debbie Gupta#
December 2014
Deep Dive
Defined benefit (
Defined Benefit Advice Assessment Tool
Defined Contribution
Department for Digital
Depreciation rule
DFM Connect
differences between FATCA and CRS
Digital Sandbox
disclosure
discretionary investment managers
Distributors Information Sharing Obligations
diverseity and inclusion conference
Diversity
Diversity & Inclusion
Diversity & Inclusion Awards
Diversity and Equity (TIDE)
Diversity and Inclusion
domain name registration
DoomLocker3
DP
Dr Claudia Natanson
Dr Rebecca Harding
Duty of Care
Duty of Care Tech Challenge
Economic Harm
Ecospend
Ediburgh Reforms
Edinburgh Reforms
EFAMA European MiFID Q&A on the EMT
EIOPA
eisa
Emerging Risk
EMT
Energy Price Cap
enforcement
Environmental Social and Governance
Equivalence
ESG
ESG Academy
ESG Academy for Wealth Managers
ESG metrics
ESG Performance Drivers
EU Regulation
Europe
European Fund and Asset Management Association
European Insurance and Occupational Pensions Authority
European MiFID II Template
European Union
Evelyn Partners
event
Expand Research
EY
facebook
Facebook/Cambridge Analytica scandal
Fake adverts
Farrer & Co
Fat Face
FATCA
FATCA and CRS classification for UK charities
FATCA to CRS Entity Classification
FCA
FCA Director
FCA FG17-06
FCA fines
FCA Guide For Firms
FCA: TR13/9
February 2016
February 2018
Fees
Fidelity International
FIDWG
FIDWG Target Market Population Decision Guide
Figg
Finacial COnduct Authority
Financail Conduct Authority
Financail Services COmpensation Sheme
finance adviser
financial advice
Financial Adviser
financial adviser event
financial advisers
Financial and Mental Wellbeing
Financial Conduct Authority
financial condust authority
Financial Crime
Financial Crime – Terms of Reference
Financial Crime Agenda – December 2019
Financial Crime Agenda – December 2020
Financial Crime Agenda – February 2021
Financial Crime Agenda – June 2020
Financial Crime Agenda – March 2020
Financial Crime Agenda – September 2019
Financial Crime Agenda – September 2020
Financial Crime and Cyber Resilience Conference 2021
Financial Crime Committee Agenda – March 2020
Financial Crime Minutes – December 2019
Financial Crime Minutes – December 2020
Financial Crime Minutes – June 2020
Financial Crime Minutes – March 2020
Financial Crime Minutes – September 2020
financial futures
Financial Harm
Financial Harms
Financial Ombudsman
Financial Ombudsman Service
financial promotions
financial promotions regime
Financial Service Compensation Scheme
financial Services
Financial Services and Markets Act
Financial Services Bill
Financial Services Compensation Scheme
Financial Services Compensation Scheme levy
Financial Services Compensations Scheme
finfluencer
FinTech
FinTechs
FIS
Fiscal Statement
Foreign Account Tax Compliance Act
FOS
Fraud
Fraud Awareness
Fraud Prevention
From Firms for Firms
FSCS
FSCS levy
FT Adviser
Fund Manager
fund managers
Future of Advice
Future of regulation
Future of Supervision
Gap Analysis V2
gco Agenda – November 2020
GDPR
GDPR Action Plan and Checklist
Gen X
General Data Protection Regulation
Geoff Towers
Giulia Lupato
Global LEI System
global wealth
Golden Rules of Investment
Google
GoSimpleTax
Government
Government Relations
Green Finance Strategy
Green Savings Bond
guidance
Guidance on Submitting Better Quality Sars
Guide For Firms
Guide to the Governance of PIMFA
Guides for Members
Guides for Members MiFID II
Hacker Girl Episode 10
Hacker Girl Episode 11
Hacker Girl Episode 12
Hacker Girl Episode 9
Hacker Girl: Episode 1
Hacker Girl: Episode 2
Hacker Girl: Episode 3
Hacker Girl: Episode 4
Hacker Girl: Episode 5
Hacker Girl: Episode 6
Hacker Girl: Episode 7
Hacker Girl: Episode 8
hackeres
hancellor of the Excheque
Helen O’Neill
Help to Grow
High-risk investments
higher risk investments
History of ISAs
HM Treasury
HMRC
House of Commons
Howden
HSBC Asset Management
Hunted
Huntswood
IA Target Market Useful Guide
Ian Cornwall
IBIPs
IDD
IFPR
Implementing The Senior Managers Certification Regime
inclusion
Income Tax
Indemnity and Insurance Mediation
Indices Agenda – February 2020
Indices Agenda – July 2020
Indices Agenda – May 2020
Indices Agenda – October 2020
Indices Committee Minutes – November 2019
Indices Minutes – February 2020
Indices Minutes – July 2020
Indices Minutes – May 2020
Indices Minutes – November 2019
Individual Savings Account
Inducements General
Inducements Research
Industry Insight
Inflation
Infographics
Information to Clients
Inheritance
inheritance tax
Initial Public Offering
Instinct Digital
Insurance Distribution Directive
Insurance Product Information Document
Interactive Investor
Interception
Intermediary and Distributor Working Group
International Women's Day
internet service providers
Introduction to Suspicious Activity Reports
Investec
investing
INvestment Association
Investment Firms Prudential Regime
Investment labels
investors
InvestSuite
IOS
iphone
IRSG Letter Vicky Ford
ISA
ISAs
Jaclyn Anderson
James Clarry
Jeremy Hunt
Jim Murphy
Jo Phillips
Joel Lewis
John Barrass
John Glen
JPMorgan
Julia Dreblow
July 2017
June 2016
June 2017
june conference
Katherina Rudiger
Katy Worobec
Keith Phillips
Key Information Documents
Killik & Co
Know Your Funds
KPMG
Kris Dickinson
Kroll
Large Language Models
Laurent Guyot
LCF
leeds
Legal Entity Identifier
LEI
Letter to DCMS
Levy
LexisNexis
LGBT Great
LGT Wealth Management
Lifetime Allowance
Liz Field
Lloyds Cyber Security Guide
London Capital & Finance
London Capital & Financial
London Stock Exchange
Lord Deben
LSE
LSE slides LEI Seminar
Lucy Castledine
Maja Erceg
make.it
Making Tax Digital
managed portfolio services
Managing Digital Conduct Risk
Manchester
Mansion House
mapping table
March 2016
March 2018
Mark Allen Financial Media
Mark Bulsing
Mark Carney
Market Operations and Tax
Markets in Financial Instruments Directive
Markets in Financial Instruments Directive II
Markets in Financial Instruments Regulation
Marshall Bailey
Martin Cox
martin lewis
May 2018
McKinsey
Media and Sport
Megan Butler
member manifesto
members meeting
MI data protocol PIMFA
MiFID Bible
MiFID II
MiFID II – Bible Index
MiFID II – Outsourcing
MiFID II Advice and Independence
MiFID II Algorithmic Trading
MiFID II Appropriateness
MiFID II CASS
MiFID II Client Order Handling
MiFID II Compliance Function
MiFID II Conflicts of Interest
MiFID II Corporate Events
MiFID II Costs and Charges
MIFID II for Financial Advisers
MiFID II Guide for Financial Advisers
MiFID II Inducements General
MiFID II Inducements Research
MiFID II Information to Clients
MiFID II Personal Account Dealing
MiFID II Product Governance
MiFID II Project Bible
MiFID II Reporting to Clients
MiFID II Suitability
MiFID II Telephone Taping
MiFID II Terms and Conditions
MiFID Investment Firms
MiFIR
Mike Morrow
Millennial Forum
Millennial; Report; Research
Millienials
mini bonds
mini Budget
Mitigo Cybersecurity
MLRs 2017 FCA Summary
Money and Mental Health
Money and Mental Health Institute
Money and Mental Health Policy Instittute
Money and Mental Health Policy Institue
Money and Mental Health Policy Institute
Money Laundering
Money Laundering And Terrorist Financing
Money Saving Expert
Moneyhub
moneysavingexpert
Morningstar
Morningstar Investment Conference
MPs
MSCI
MSCI PIMFA Index Series’
MyRegData
National Audit Office
National Crime Agency
National Cyber
National Cyber Security
National Cyber Security Centre (
National Fraud Intelligence Bureau
National Insurance
National Risk Assessment
NatWest
NatWest Wealth Businesses
NayaOne
NCA
NCA Guidance
NCA SARs Regime
NCS
Nest Insight
Net Zero
News
News and Research
Nick Hulme
Nicky Morgan
Nikhil Rathi
Nomura International
Non-financial misconduct
November 2015
October 2016
October Agenda – October 2020
Ofcom
Office of Financial Sanctions Implementation
Online Aafety Bill
Online advice
online fraud
Online Harms Bill
Online Safety Bill
Online Scams
Open Banking
Open Finance
Openwork
Openwork Partnership
Operations Agenda – April 2020
Operations Agenda – December 2019
Operations Agenda – December 2020
Operations Agenda – February 2020
Operations Agenda – July 2020
Operations Agenda – May 2020
Operations Agenda – November 2019
Operations Agenda – November 2020
Operations Agenda – October 2019
Operations Agenda – September 2019
Operations Agenda – September 2020
Operations Committee Agenda – September 2019
Operations Minutes – April 2020
Operations Minutes – December 2019
Operations Minutes – December 2020
Operations Minutes – February 2020
Operations Minutes – July 2020
Operations Minutes – May 2020
Operations Minutes – November 2019
Operations Minutes – November 2020
Operations Minutes – October 2019
Operations Minutes – October 2020
Operations Minutes – September 2019
Operations Minutes – September 2020
Order Record Keeping & Clock Synchronisation
Outsourcing
Ovo Energy
Packaged Retail and Insurance-based Investment Products
Paul Stockton
Pay by Bank
Payment Protection Insurance
Pension Protection Fund
Pensions
pensions freedoms
Pensions Scams
Pensions Wise
Personal Account Dealing
Personal Finance Society
Personal Investment Firms
personal pensions
Phoenixing
phoenxing
phoneixing
PII
PIMFA
PIMFA Apprenticeship Levy Guide
PIMFA Diversity & Inclusion Awards
PIMFA FOS Guide
PIMFA Guide to IDD v.2
PIMFA Introduction
PIMFA Journal
PIMFA LEI Guide
PIMFA letter to UK Parliment on Data Protection Bill
PIMFA letter to UK Parliment on DP Bill
PIMFA Plus
PIMFA Plus Partner
PIMFA Publication
PIMFA WEalthTech
PIMFA’s Financial Crime Conference
policy
Polluter Pays
PPF
PPI
Prachi Kodlikeri
PRIIPs
PRIPs
Private Investor Index Series
Private Investors Indices Committee.
Product Governance
Product Governance and Inducements
Professional Indemnity Insurance
Project Bible
promotions
Protecting your business
protection
Prudential Regulatory Authority
Queen's Speech
Quilter Chevio
Quilter Cheviot
Qwil Messenger
Ransomware
Rathbones
Rathbones Group
Ray Tuffield
Raymond James
Raymond James Investment Services
RBC Brewin Dolphin
ready steady grow
Record Keeping under GDPR
Redress
Reference Data
Regco – Terms of Reference
Regco Agenda – August 2019
Regco Agenda – December 2020
Regco Agenda – February 2020
Regco Agenda – January 2020
Regco Agenda – July 2020
Regco Agenda – June 2020
Regco Agenda – March 2020
Regco Agenda – May 2020
Regco Agenda – November 2019
Regco Agenda – October 2020
Regco Agenda – September 2019
Regco Agenda – September 2020
Regco Minutes – August 2019
Regco Minutes – December 2019
Regco Minutes – December 2020
Regco Minutes – February 2020
Regco Minutes – January 2020
Regco Minutes – July 2020
Regco Minutes – June 2020
Regco Minutes – March 2020
Regco Minutes – May 2020
Regco Minutes – November 2020
Regco Minutes – October 2020
Regco Minutes – September 2019
Regco Minutes – September 2020
RegData
RegData returns
regional
regional event
Regional seminar
Regualtion
Regulation
Reliance on Others
Reporting Standard
Reporting to Clients
Restricted Mass Marketed Investments
Retail Distribution Review
Retail Investors
Retail Markets Committee Terms of Reference
Richard Adler
Rocio Concha
Rosie Reynolds Marketing
Royal London
Ruffer
SAG – Notes from meeting – June 2019
SAG – Notes of meeting – October 2019
SAG Agenda – June 2020
SAG Agenda – October 2019
SAG Agenda – October 2020
SAG Notes from meeting – June 2020
SAR
SAR Twice Yearly Reporter Booklet
sarah abrahams
Sarasin
Sarasin & Partner
SARs
SARs Good Practice
Savanta
savers
Scam Safe
Scams
search engines
Secure Facebook
Secure Google+
Secure Linkedin
Secure Smartphone
Secure Twitter
Secure Whatsapp
Security Strateg
Security Strategy
SEI
SEI Investment Europe
Self-Certification
Self-Certification Entity
Self-Certification Entity Form
Self-Certification Entity Instructions
Self-Certification Individuals
Self-Certification Individuals Form
Self-Certification Trusts
Self-Certification Trusts Form
Self-Certification Trusts Instructions
seminar
Senior Leadership Summit
Senior Managers and Certification Regime
Serious Organised Crime Agency
Sesame Bankhall
Sesame Bankhall Group
Sheree Howard
Shoosmiths
Simon Harrington
Simone Harrington
Simplified Advice
Slides of GDPR Presentation
SMCR
SMOC Agenda – June 2020
SMOC Minutes – June 2020
SOCA
SOCA Compliance and Consent Regime Article
SOCA Reporting Via SAR Online
Social & Mobile technologies
Social Care
social media
SStrategic Advisory Group Terms of Reference
Stephen Timms
Stephen Timms MP
Steve Jackson
Strategic Markets Oversight Committee-Terms of Reference
Strategy Day Agenda – February 2020
Stuart Dodson
sue barnard
Suitability
Suitability Requirements
Summary Requirements for Brexit and After
superivision
supervision
Suspicious Activity Reports
Sustainability
Sustainability Disclosure Requirement
sustainable finance
talent
Tatton Investment Management
Tax
Taxation
Tech Mahindra
Tech Sprint
Technology
Telephone Taping
Terms and Conditions
Terrorist Financing
The Brokerage
The Case of the Naive Banker
The Chamaleon
The Honeypot
The Money and Mental Health Policy Imstitute
The Pensions Regulator
The Searcher
The Senior Managers Certification Regime
The Sunday Times
The Trafficker
The Trojan Horse
The Undercover Investigator
TheCityUK
Therese Chambers
threesixty services
Tilney Smith & Williamson
tiltiok
Tim Fassam
Trading and Settlement
Transacting Reporting
Transaction Reporting
Transaction Reporting bible
transparency
Treasury
Treating Customers Fairly
Treatment Of Politically Exposed Persons
Tulip Siddiq
twitter
UK Finance
UK Regulation
UK stock Market
UK Wealth Management Sector
Under 40 Leadership Committee
Useful Guide
Useful Guide on Marketing
Virtual Fest
virtual fest 2
Virtual Festival
Wealth Management
Wealth Management Association
wealth management firms
Wealth Management SARs Report
Wealth Manager
wealth managers
Wealth Mangement
WealthOS
WealthTech
WealthTechs
Webinar Wednesday
website cloning]
Which?
whistleblowing
Will you be my friend?
WMA comment on RTS 22 Transaction Reporting
WMA Risk Survey 2016
WMA slides LEI Seminar
Women
Women's Symposium
Work and Pensions Select Committee
Working Party
WorkL
Worksmart
Reset
Register
Login
MENU
MENU
PIMFA
Managing Your Money
column
Find a Firm
FAQ's
Boiler Room Scams
column
Investment Fraud
Jargon Buster
Legal Entity Identifiers
Indices
Private Investor Index Series
Equity Risk Index Series
Compare My Allocations
column
The MSCI PIMFA Private Investor Index Series
Further Information (Private Investor Index Series)
Current Asset Allocation
Recent/Historic Asset Allocations (Private Investor Index Series)
Index Values (Private Investor Index Series)
column
The MSCI PIMFA Equity Risk Index Series
Further Information (Equity Risk Index Series)
Current Asset Allocation
Recent/Historic Asset Allocations (Equity Risk Index Series)
Index Values (PIMFA Equity Risk Index Series)
See how the strategic asset allocations of your firms’ model portfolios compare to the industry.
FIND OUT MORE
Events & Learning
PIMFA Events
PIMFA Learning
Industry Events
Past Events
Featured Events
Tue
07
PIMFA Webinar: Taking the sting out of your next CASS Audit
7th May @ 10:00
-
11:00
View More…
Upcoming Events
PIMFA Webinar: Taking the sting out of your next CASS Audit
The PIMFA CASS Academy 2024
PIMFA Live Online Learning: Masterclass: How to Prepare, Write and Review Your First Consumer Duty Board Report
PIMFA Live Online Training: Reputation, Resilience and Risk: Are You Getting It Right?
Submit an Industry Event
Tell PIMFA about your events from in and around our Industry.
Submit Event
PIMFA Learning Library
You can now access archive material from PIMFA Learning Events as they happen.
Use your PIMFA website account to watch previous webinars on demand and download training materials as and when you need them.
Browse Library
News & Research
column
PIMFA Bulletin
PIMFA Journal
PIMFA Consultation Responses
column
PIMFA Blog
Guest Blog
column
PIMFA in the Press
Press Release
Research
About
column
Best Small Place to Work
Who We Are
Industry Statistics
Contact Us
column
PIMFA Staff
PIMFA Board
PIMFA’s Groups
Careers at PIMFA
column
PIMFA Full Members
PIMFA Associate Members
Annual Report
Become a Member
Top
Menu
MENU
MENU
Managing Your Money
Indices
Events & Learning
News & Research
About Us
Become a Member
Register
Login
Dorsum Investment Software
Home
Firms
Dorsum Investment Software
Managing your money
————
Find a Firm
FAQs
Boiler Room Scams
Investment Fraud
Pensions ScamSmart Campaign
Jargon Buster
Legal Entity Identifiers
Useful Links
Learning Library
Learning Library
Virtual Events Gallery
Head Office
Address
Logodi str. 5-7
Budapest
1012
https://www.dorsum.eu/about-us/
Branches
Filter by Region
All
International
Logodi str. 5-7
Budapest
1012
×
×
Policy Feedback
Do you find the contents of this page useful?
*
Yes
No
Could you please tell us why you did not find this page useful?
*
Submit
×
[theme-my-login show_links=”0″]
Forgotten Password?
×
PIMFA
