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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
The Women in Finance Charter
Launched in 2016, The Women in Finance Charter is a HM Treasury initiative that promotes gender balance in financial services by encouraging firms to set targets, report on progress, and...
About Our Industry
Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Options Financial Planning
Alextra Group Accountancy and Wealth Management
Orbit Financial Planning
Priory Financial Planning Ltd
Rowan Dartington
Mosaic Money Management
Your Future Wealth
Omnis Investments Limited
David Booler & Company t/a Boolers
DPB Wealth Management
Harper Financial Associates
Multrees Investor Services Ltd
Horizon Financial Management
Fresh Approach Financial Planning
Orleeman Financial Services
Perspective (West) Limited
Green Planet Finance
Generational Planning Group
Kingsley Wealth Management
Emily James Financial Services Ltd
Countrywide Financial Solutions
One Financial Solutions Ltd
Canaccord Genuity Wealth Management
Martin Roden Financial Services Limited
Davy
City Financial Solutions Ltd
Succession Wealth
Patrick Wayne Wealth Management Ltd
Perspective (North East) Limited
True Potential Wealth Management LLP
Kerr Henderson (Financial Services) Limited
Perspective Financial Group Limited
Deep Dive Financial Planning Ltd
Vision Independent Financial Planning Ltd
David Major Financial Services
Winter Dean Partnership LLP
Bates Wealth Management Ltd
Atomos Financial Planning Limited
London & County Financial Advisors
Stevenson Burns Financial Planning
Bloomsbury Wealth
Wealthwise Financial Management
Killik & Co LLP
2 Plan Wealth Management Limited
Gresham Financial Strategies Ltd
Rothschild & Co
Perspective (Thornton Springer) Limited
Alexander House Financial Planning
W1M
Flowway Financial
Progeny Asset Management Ltd
Perspective (East Anglia) Limited
Cornerstone Wealth Planning
Pilling & Co
TrinityBridge
Miller James Financial Planning
Crowther Mayoh Financial Services Ltd
Halifax Share Dealing Ltd
Albon Financial Planning
Wise Investment
Advanced IFA Ltd
Barlow Financial Services Ltd
Lyles’ Independent Financial Advice
Quilter Cheviot
Lancaster Hill Investment Management
Protection & Investment Ltd
Magnum Financial Solutions
Clifton Asset Management Ltd
Farley & Thompson
Hitchell Financial Planning
CS Investment Managers
Threshold Wealth Management
Wolds Financial Planning
Philip J Milton & Company
Allen Langrick Financial Ltd
Hedley & Company Stockbrokers Ltd
Profit With Principle Ltd
St James’s Place Wealth Management (SJP)
F D Cummins Financial Planning Limited
Rathmore Financial Ltd
Oakley Independent Advisers
RNCFP Limited
Whitman Asset Management Ltd
Perspective (South West) Limited
Aberdeen Standard Capital
Mountstone Partners
Clearplan Financial Services Ltd
Malama Wealth
Four Wealth Planning
Rockbridge Financial Solutions
Tindle Wealth Management Limited
Aberdeen
Fairfield Money
Alpha Portfolio Management
Optimal Financial Services Ltd
Perspective (North) Limited
TFAS Wealth
DSNY Wealth Planning
Totally Financial Planning
Triton Private Wealth Ltd
Morley Fordham
HSBC Investment Services
Andrew Graham Wealth Management
Murray John & Associates
Weatherbys Private Bank Limited
Horizons Financial Planning
Manorbridge Investment Management
Meon Capital Management
James Brearley & Sons
Walker Crips Investment Management
Pro Start Pensions
Grey Parrot Financial Planning
Intrinsic Wealth Ltd
Octo Wealth Management
True Financial Design
Deutsche Bank UK Limited
Coutts & Co
AB1 Financial Planning Ltd
NG Wealth
Positive Solutions (Financial Services) Limited
Renton Wealth Management
Direct Independent Financial Consultants Ltd
MedHaven Financial Planning
HSBC UK Bank PLC
Hartley Associates
Oakfields Wealth Management
James Sharp & Co LLP
Royal Bank of Canada
Ramsey Crookall & Co Ltd
The Penny Group Harridge
Dowgate Wealth Limited
The Investment Boutique
Perspective (Home Counties) Limited
Evolution Financial Planning Ltd
White Stone Financial Planning
JM Finn
Bordier & Cie (UK) PLC
Silverwood Wealth Management
Truth Financial
Scotia Independent Financial Services
Hymans Robertson Investment Services LLP
Tower 12 Financial Services
The Orchard Practice (AR) Ltd
Courtney Havers LLP
GP Financial
Sharp Financial Planning
Yellow Brick Financial Planning Ltd
Champion Financial Advisors
Method Financial Planning
The Openwork Partnership
Perspective (Oxon) Limited
M&G Wealth Advice Limited
CMC Independent Financial Advisers
Armstrongs Wealth Planning
Advice On Wealth Limited
The Penny Group London LLP
Arbuthnot Latham and Co
Lead Financial
Eden Gate Financial Planning
Ferry Financial
GSL Financial Consultants Ltd
Adam & Company
Meridian Financial Services
Kingswood Group
Quilter Financial Planning Ltd
Perspective South Ltd
Legacy Wealth Planning
Redmayne Bentley
Integrity Financial Services
Pedr Financial Planning
B H Financial Services Ltd
Squirrel Financial Advice Ltd
Navera Investment Management Ltd
Burwood Financial Planning
Sirius Financial Ltd
T Nixon Associates Ltd
Linkage Financial Solutions
Heritage Financial Planning
Bay Financial Planning
BGA Financial Services
Stephen Eve Financial Planning Ltd
Allthings Wealth
The Share Centre Ltd
Right Financial Services
Octo Financial Planning
Rossie House Investment Management
Parkway Consulting
Holberg Limited
Brightpath Wealth Ltd
Charles Schwab UK Limited
Harrison Financial Planning
Prydderch Financial Planning Ltd
R C Brown Investment Management Plc
Citrus Financial
Osprey Financial Planning
Oberon Investments Limited
Be Advised Ltd
Macbeth
Vesta Mortgages Ltd
Stapley Mortgages
Evelyn Partners
Canaccord Genuity Wealth (International) Ltd
GMG Investment Managers Ltd
Ruffer LLP
IG Group
Perspective (South East)
Storeton Rose Financial Planning Ltd
Help For Wealth
Spa Financial Planning
Focus Financial Management (Scotland)
Raymond James
Henderson Moore Financial Solutions Ltd
Charles Stanley and Co Ltd
Clifton Wealth Partnership Ltd
Sterling Ridge Wealth
Independent Financial Planning Services
Tatton Investment Management Ltd
Wessex Investment Management Ltd
Brighton Capital Management
Standard Chartered
Saranac Partners Ltd
Nexus Financial Services
Sentinel Portfolio Management
Cogent Financial Solutions
Priority Wealth Planning
Fabric Private Office (trading name for TPIO)
Totum Financial Planning
TaxAssist Financial Services
Barratt & Cooke
LGT Wealth Management UK LLP
Emma Storey Independent Financial Planning Ltd
Imperial Financial Planning Ltd
Essential Wealth Management and Advice Ltd
EFG Harris Allday
Wayfinder Wealth Management
Arcrate
Equiniti Financial Services Ltd
Dolby Financial Planning
Paul Duckworth Independent Financial Adviser
Voyage Financial Planning
HSBC Private Bank
Novapetra Wealth Management
Third Wealth
Jalapeno UK Limited
Prema Financial Services Ltd
57N Mortgages
City Asset Management Plc
1st Port Asset Management
Seneca Reid Ltd
AJ Bell Business Solutions Limited
Blakeway & Hunt Ltd
Premier Financial Planning (Cheadle) Ltd
Fairview Financial Management Ltd
Retirement Planning (UK) Ltd
Perspective (North West) Limited
Devine Wealth
Platinum Financial Solutions
Metcalf Wealth Managers Ltd
Remulate Wealth
Handelsbanken Wealth & Asset Management
Skyridge Financial Planning LLP
Bloomfield Corporate Consultancy Ltd
Pareto Financial Planning
Equilibrium Financial Planning LLP
Birch Financial Services Ltd
Chatsworth Practice
Fiske Plc
Eden House Financial Services
Tailored Wealth
Brooks Macdonald Investment Management
Nedbank Private Wealth Limited
Mark Bonning-Snook Ltd
B V Services
Roberts Boyt Limited
BRI Wealth Management Plc
Rathbones Group Plc
Buchanan Johnston Flynn Limited
Eames Laurie Financial Services
Interactive Investor
Lantern Financial Planning
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