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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Oberon Investments Limited
Kingsley Wealth Management
Aberdeen Standard Capital
GP Financial
Multrees Investor Services Ltd
Harper Financial Associates
Canaccord Genuity Wealth (International) Ltd
David Booler & Company t/a Boolers
Allthings Wealth
Hawksmoor Investment Management Limited
Perspective (North) Limited
Saranac Partners Ltd
Perspective (North East) Limited
Brighton Capital Management
James Sharp & Co LLP
Fairview Financial Management Ltd
James Brearley & Sons
Generational Planning Group
Ruffer LLP
Gresham Financial Strategies Ltd
Alextra Group Accountancy and Wealth Management
LGT Wealth Management UK LLP
DSNY Wealth Planning
Perspective (South West) Limited
Nedbank Private Wealth Limited
Rathbones Group Plc
Signature Services
Courtney Havers LLP
TrinityBridge
Standard Chartered
Deutsche Bank UK Limited
Devine Wealth
HSBC Investment Services
RBC Investor & Treasury Services
Perspective (Oxon) Limited
Champion Financial Advisors
Patrick Wayne Wealth Management Ltd
Bay Financial Planning
Silverwood Wealth Management
Storeton Rose Financial Planning Ltd
Bloomsbury Wealth
Bordier & Cie (UK) PLC
Totum Financial Planning
Seneca Reid Ltd
Mosaic Money Management
St James’s Place Wealth Management (SJP)
Manorbridge Investment Management
Pareto Financial Planning
Brooks Macdonald Investment Management
T Nixon Associates Ltd
2 Plan Wealth Management Limited
Walker Crips Investment Management
White Stone Financial Planning
Clearplan Financial Services Ltd
Sirius Financial Ltd
Quilter Financial Planning Ltd
Hedley & Company Stockbrokers Ltd
Heritage Financial Planning
Interactive Investor
James Hambro & Partners LLP
Be Advised Ltd
1st Port Asset Management
Davy
Roberts Boyt Limited
The Investment Boutique
Novapetra Wealth Management
Emily James Financial Services Ltd
Rothschild & Co
Dowgate Wealth Limited
The Share Centre Ltd
Philip J Milton & Company
Perspective Financial Group Limited
Stapley Mortgages
Allen Langrick Financial Ltd
AJ Bell Business Solutions Limited
Fairfield Money
Tatton Investment Management Ltd
Arbuthnot Latham and Co
Farley & Thompson
Redmayne Bentley
F D Cummins Financial Planning Limited
RBC Global Asset Management UK Ltd
Crowther Mayoh Financial Services Ltd
Ferry Financial
Protection & Investment Ltd
Stockdale Asset Management
TaxAssist Financial Services
HSBC UK Bank PLC
Royal Bank of Canada Wealth Management
Killik & Co LLP
Meon Capital Management
W1M
Adam & Company
Bates Wealth Management Ltd
CS Investment Managers
Alexander House Financial Planning
IG Group
TFAS Wealth
Barratt & Cooke
Fabric Private Office (trading name for TPIO)
Navera Investment Management Ltd
Hymans Robertson Investment Services LLP
Orleeman Financial Services
Armstrongs Wealth Planning
Perspective (Thornton Springer) Limited
Arcrate
Tindle Wealth Management Limited
Rossie House Investment Management
Fiske Plc
Whitechurch Securities Limited
The Openwork Partnership
Perspective (West) Limited
Burwood Financial Planning
Cornerstone Wealth Planning
Fresh Approach Financial Planning
The Orchard Practice (AR) Ltd
Rockbridge Financial Solutions
Equilibrium Financial Planning LLP
RBC Wealth Management
Kingswood Group
Charles Schwab UK Limited
Remulate Wealth
Perspective (North West) Limited
B V Services
Cogent Financial Solutions
Atomos Financial Planning Limited
Mark Bonning-Snook Ltd
Titan Wealth Solutions
Omnis Investments Limited
Heavenly Finances
Winter Dean Partnership LLP
Equiniti Financial Services Ltd
Vision Independent Financial Planning Ltd
Halifax Share Dealing Ltd
Hartley Associates
Handelsbanken Wealth & Asset Management
Whitman Asset Management Ltd
Evolution Financial Planning Ltd
Perspective (Home Counties) Limited
Wise Investment
Retirement Planning (UK) Ltd
Campbell Thomson (Insurance Services) Limited
Perspective South Ltd
57N Mortgages
Dolby Financial Planning
EFG Harris Allday
Evelyn Partners
Threshold Wealth Management
Alpha Portfolio Management
Perspective (Midlands & Cheshire) Limited
Eames Laurie Financial Services
Perspective (East Anglia) Limited
Ravenscroft (UK) Limited
Murray John & Associates
JM Finn
B H Financial Services Ltd
Succession Wealth
Quilter Cheviot
Chatsworth Practice
Intrinsic Wealth Ltd
Eden House Financial Services
RBC Capital Markets
Raymond James Investment Services Ltd
One Financial Solutions Ltd
Macbeth
Birch Financial Services Ltd
Prydderch Financial Planning Ltd
Pilling & Co
BRI Wealth Management Plc
Eden Gate Financial Planning
Octo Financial Planning
Canaccord Genuity Wealth Management
True Potential Wealth Management LLP
Barlow Financial Services Ltd
H R Independent Financial Services Ltd
Perspective (South East)
Ramsey Crookall & Co Ltd
Lloyds Banking Group – Mass Affluent Investments
RNCFP Limited
Kerr Henderson (Financial Services) Limited
M&G Wealth Advice Limited
R C Brown Investment Management Plc
Voyage Financial Planning
Andrew Graham Wealth Management
Focus Financial Management (Scotland)
IM Asset Management Ltd
Advanced IFA Ltd
BGA Financial Services
Wessex Investment Management Ltd
Titan Private Wealth
D H M Wynchwood LLP
Stephen Eve Financial Planning Ltd
Charles Stanley and Co Ltd
RBC Brewin Dolphin
DPB Wealth Management
Miller James Financial Planning
Aberdeen
Clifton Wealth Management Ltd
Parkway Consulting
The Penny Group London LLP
Yellow Brick Financial Planning Ltd
Sentinel Portfolio Management
Brightpath Wealth Ltd
Coutts & Co
HSBC Private Bank
CMC Independent Financial Advisers
Deep Dive Financial Planning Ltd
City Asset Management Plc
FS Wealth Management
Progeny Asset Management Ltd
Positive Solutions (Financial Services) Limited
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