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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
The Women in Finance Charter
Launched in 2016, The Women in Finance Charter is a HM Treasury initiative that promotes gender balance in financial services by encouraging firms to set targets, report on progress, and...
About Our Industry
Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


HSBC Investment Services
Multrees Investor Services Ltd
Perspective (Thornton Springer) Limited
Wessex Investment Management Ltd
HSBC Private Bank
Remulate Wealth
Perspective (West) Limited
Courtney Havers LLP
Macbeth
Crowther Mayoh Financial Services Ltd
Totum Financial Planning
Bordier & Cie (UK) PLC
Oberon Investments Limited
True Potential Wealth Management LLP
Generational Planning Group
Barlow Financial Services Ltd
Flowway Financial
Octo Wealth Management
Clifton Wealth Management Ltd
Totally Financial Planning
The Penny Group London LLP
Progeny Asset Management Ltd
Hedley & Company Stockbrokers Ltd
NG Wealth
Priory Financial Planning Ltd
Focus Financial Management (Scotland)
Bloomfield Corporate Consultancy Ltd
Advice On Wealth Limited
Seneca Reid Ltd
Champion Financial Advisors
Perspective (North) Limited
Patrick Wayne Wealth Management Ltd
Osprey Financial Planning
Essential Wealth Management and Advice Ltd
Omnis Investments Limited
Harrison Financial Planning
Pro Start Pensions
Kingsley Wealth Management
Charles Stanley and Co Ltd
Interactive Investor
Independent Financial Planning Services
Succession Wealth
Sharp Financial Planning
Hymans Robertson Investment Services LLP
Hitchell Financial Planning
Scotia Independent Financial Services
B H Financial Services Ltd
Green Planet Finance
Wealthwise Financial Management
Horizons Financial Planning
Allen Langrick Financial Ltd
Prydderch Financial Planning Ltd
Positive Solutions (Financial Services) Limited
EFG Harris Allday
Citrus Financial
Hartley Associates
Perspective (Midlands & Cheshire) Limited
57N Mortgages
Silverwood Wealth Management
Imperial Financial Planning Ltd
Holberg Limited
Oakley Independent Advisers
The Investment Boutique
Albon Financial Planning
Deutsche Bank UK Limited
Magnum Financial Solutions
Grey Parrot Financial Planning
Deep Dive Financial Planning Ltd
TrinityBridge
The Share Centre Ltd
Davy
Pilling & Co
Morley Fordham
Heritage Financial Planning
Tailored Wealth
Fairview Financial Management Ltd
Arbuthnot Latham and Co
Roberts Boyt Limited
LGT Wealth Management UK LLP
Financial Planning by TaxAssist
Miller James Financial Planning
1st Port Asset Management
Jalapeno UK Limited
Tower 12 Financial Services
Murray John & Associates
Stephen Eve Financial Planning Ltd
Orleeman Financial Services
Stockdale Asset Management
Perspective (Oxon) Limited
Rowan Dartington
Alextra Group Accountancy and Wealth Management
Weatherbys Private Bank Limited
Ramsey Crookall & Co Ltd
Saranac Partners Ltd
Voyage Financial Planning
F D Cummins Financial Planning Limited
Killik & Co LLP
St James’s Place Wealth Management (SJP)
Platinum Financial Solutions
GP Financial
Rockbridge Financial Solutions
Buchanan Johnston Flynn Limited
Storeton Rose Financial Planning Ltd
Kingswood Group
Perspective (North East) Limited
Armstrongs Wealth Planning
Royal Bank of Canada
Sirius Financial Ltd
Blakeway & Hunt Ltd
Vision Independent Financial Planning Ltd
Eden House Financial Services
Third Wealth
Stevenson Burns Financial Planning
Wise Investment
Atomos Financial Planning Limited
The Orchard Practice (AR) Ltd
Meon Capital Management
Harper Financial Associates
2 Plan Wealth Management Limited
James Sharp & Co LLP
Canaccord Genuity Wealth Management
City Financial Solutions Ltd
Brooks Macdonald Investment Management
Q Wealth Ltd
Sentinel Portfolio Management
Vesta Mortgages Ltd
Devine Wealth
Evelyn Partners
DPB Wealth Management
Perspective Financial Group Limited
Chatsworth Practice
Priority Wealth Planning
True Financial Design
HSBC UK Bank PLC
Navera Investment Management Ltd
Squirrel Financial Advice Ltd
Tindle Wealth Management Limited
Rathbones Group Plc
Alexander House Financial Planning
Mountstone Partners
Parkway Consulting
Malama Wealth
One Financial Solutions Ltd
James Brearley & Sons
Linkage Financial Solutions
Mosaic Money Management
Optimal Financial Services Ltd
Advanced IFA Ltd
Andrew Graham Wealth Management
The Openwork Partnership
Spa Financial Planning
Bay Financial Planning
R C Brown Investment Management Plc
Arcrate
Perspective South Ltd
CMC Independent Financial Advisers
Brighton Capital Management
The Penny Group Harridge
Fairfield Money
Fiske Plc
Quilter Financial Planning Ltd
GSL Financial Consultants Ltd
GMG Investment Managers Ltd
Sterling Ridge Wealth
IG Group
Dolby Financial Planning
David Major Financial Services
Charles Schwab UK Limited
Renton Wealth Management
AJ Bell Business Solutions Limited
Walker Crips Investment Management
Orbit Financial Planning
London & County Financial Advisors
BRI Wealth Management Plc
Philip J Milton & Company
Help For Wealth
Metcalf Wealth Managers Ltd
RNCFP Limited
Perspective (South East)
Whitman Asset Management Ltd
Octo Financial Planning
Legacy Wealth Planning
TFAS Wealth
Integrity Financial Services
Meridian Financial Services
B V Services
Wayfinder Wealth Management
Equilibrium Financial Planning LLP
Kerr Henderson (Financial Services) Limited
Fabric Private Office (trading name for TPIO)
Lancaster Hill Investment Management
Right Financial Services
Perspective (South West) Limited
Lyles’ Independent Financial Advice
Standard Chartered
AB1 Financial Planning Ltd
JM Finn
Martin Roden Financial Services Limited
Tatton Investment Management Ltd
Lantern Financial Planning
Paul Duckworth Independent Financial Adviser
Perspective (Home Counties) Limited
Bloomsbury Wealth
Wolds Financial Planning
Fresh Approach Financial Planning
Pedr Financial Planning
Quilter Cheviot
White Stone Financial Planning
Ruffer LLP
M&G Wealth Advice Limited
Adam & Company
Nedbank Private Wealth Limited
Emma Storey Independent Financial Planning Ltd
Perspective (North West) Limited
Raymond James
Clearplan Financial Services Ltd
Countrywide Financial Solutions
Barratt & Cooke
Farley & Thompson
W1M
Mark Bonning-Snook Ltd
Yellow Brick Financial Planning Ltd
Prema Financial Services Ltd
Bates Wealth Management Ltd
Method Financial Planning
Options Financial Planning
Ferry Financial
Pareto Financial Planning
Eames Laurie Financial Services
Nexus Financial Services
Your Future Wealth
Rothschild & Co
Cornerstone Wealth Planning
Retirement Planning (UK) Ltd
Burwood Financial Planning
Profit With Principle Ltd
Redmayne Bentley
Emily James Financial Services Ltd
Premier Financial Planning (Cheadle) Ltd
DSNY Wealth Planning
TaxAssist Financial Services
Winter Dean Partnership LLP
Four Wealth Planning
Alpha Portfolio Management
Allthings Wealth
Aberdeen Standard Capital
Dowgate Wealth Limited
Evolution Financial Planning Ltd
Coutts & Co
Lead Financial
CS Investment Managers
Horizon Financial Management
Manorbridge Investment Management
BGA Financial Services
Protection & Investment Ltd
Cogent Financial Solutions
Henderson Moore Financial Solutions Ltd
Threshold Wealth Management
Halifax Share Dealing Ltd
T Nixon Associates Ltd
Rathmore Financial Ltd
City Asset Management Plc
Novapetra Wealth Management
Equiniti Financial Services Ltd
Be Advised Ltd
Canaccord Genuity Wealth (International) Ltd
Gresham Financial Strategies Ltd
Rossie House Investment Management
Truth Financial
Skyridge Financial Planning LLP
Oakfields Wealth Management
Handelsbanken Wealth & Asset Management
MedHaven Financial Planning
Aberdeen
Triton Private Wealth Ltd
Eden Gate Financial Planning
David Booler & Company t/a Boolers
Direct Independent Financial Consultants Ltd
Birch Financial Services Ltd
Stapley Mortgages
Brightpath Wealth Ltd
Intrinsic Wealth Ltd
Perspective (East Anglia) Limited
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