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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
The Women in Finance Charter
Launched in 2016, The Women in Finance Charter is a HM Treasury initiative that promotes gender balance in financial services by encouraging firms to set targets, report on progress, and...
About Our Industry
Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Totally Financial Planning
Perspective (North) Limited
Cogent Financial Solutions
Countrywide Financial Solutions
Heritage Financial Planning
MedHaven Financial Planning
Holberg Limited
Pedr Financial Planning
Cornerstone Wealth Planning
57N Mortgages
Flowway Financial
2 Plan Wealth Management Limited
Perspective Financial Group Limited
Harrison Financial Planning
T Nixon Associates Ltd
Platinum Financial Solutions
Octo Wealth Management
Handelsbanken Wealth & Asset Management
Fiske Plc
Advanced IFA Ltd
Options Financial Planning
Meridian Financial Services
Chatsworth Practice
Kerr Henderson (Financial Services) Limited
Tatton Investment Management Ltd
Bates Wealth Management Ltd
Pareto Financial Planning
Sentinel Portfolio Management
Help For Wealth
JM Finn
Oakfields Wealth Management
Perspective (Thornton Springer) Limited
Vesta Mortgages Ltd
Eames Laurie Financial Services
Lancaster Hill Investment Management
Stevenson Burns Financial Planning
Burwood Financial Planning
Standard Chartered
Your Future Wealth
Morley Fordham
1st Port Asset Management
Octo Financial Planning
Skyridge Financial Planning LLP
Wessex Investment Management Ltd
Spa Financial Planning
Integrity Financial Services
Roberts Boyt Limited
Omnis Investments Limited
Perspective South Ltd
Nexus Financial Services
Imperial Financial Planning Ltd
Macbeth
Squirrel Financial Advice Ltd
Priority Wealth Planning
Aberdeen
Rothschild & Co
Bay Financial Planning
Scotia Independent Financial Services
Philip J Milton & Company
Rathmore Financial Ltd
GP Financial
London & County Financial Advisors
RNCFP Limited
Oberon Investments Limited
Dowgate Wealth Limited
Bloomsbury Wealth
Voyage Financial Planning
Kingswood Group
Lead Financial
Triton Private Wealth Ltd
Alextra Group Accountancy and Wealth Management
Sirius Financial Ltd
Green Planet Finance
Rathbones Group Plc
Perspective (Home Counties) Limited
Threshold Wealth Management
Optimal Financial Services Ltd
The Orchard Practice (AR) Ltd
Hymans Robertson Investment Services LLP
James Sharp & Co LLP
True Potential Wealth Management LLP
Eden House Financial Services
Equiniti Financial Services Ltd
Paul Duckworth Independent Financial Adviser
Horizons Financial Planning
Charles Stanley and Co Ltd
James Brearley & Sons
Alpha Portfolio Management
Ramsey Crookall & Co Ltd
The Penny Group London LLP
Ferry Financial
Oakley Independent Advisers
Rowan Dartington
Royal Bank of Canada
LGT Wealth Management UK LLP
R C Brown Investment Management Plc
Clifton Asset Management Ltd
Interactive Investor
Emily James Financial Services Ltd
Charles Schwab UK Limited
Manorbridge Investment Management
Third Wealth
Stephen Eve Financial Planning Ltd
Weatherbys Private Bank Limited
Jalapeno UK Limited
Advice On Wealth Limited
Emma Storey Independent Financial Planning Ltd
Novapetra Wealth Management
Barratt & Cooke
Devine Wealth
Wise Investment
Premier Financial Planning (Cheadle) Ltd
Eden Gate Financial Planning
The Openwork Partnership
Citrus Financial
Clifton Wealth Partnership Ltd
Multrees Investor Services Ltd
Rockbridge Financial Solutions
Canaccord Genuity Wealth Management
Perspective (East Anglia) Limited
Independent Financial Planning Services
Ruffer LLP
Andrew Graham Wealth Management
Positive Solutions (Financial Services) Limited
AJ Bell Business Solutions Limited
Halifax Share Dealing Ltd
BRI Wealth Management Plc
Bordier & Cie (UK) PLC
Nedbank Private Wealth Limited
Barlow Financial Services Ltd
St James’s Place Wealth Management (SJP)
Alexander House Financial Planning
Fairview Financial Management Ltd
Armstrongs Wealth Planning
Remulate Wealth
Protection & Investment Ltd
Silverwood Wealth Management
Tailored Wealth
HSBC UK Bank PLC
Vision Independent Financial Planning Ltd
Canaccord Genuity Wealth (International) Ltd
Martin Roden Financial Services Limited
David Major Financial Services
Renton Wealth Management
Fabric Private Office (trading name for TPIO)
Atomos Financial Planning Limited
BGA Financial Services
F D Cummins Financial Planning Limited
Malama Wealth
City Asset Management Plc
The Investment Boutique
Hartley Associates
NG Wealth
Clearplan Financial Services Ltd
Mark Bonning-Snook Ltd
Perspective (North West) Limited
Raymond James
Farley & Thompson
Focus Financial Management (Scotland)
Gresham Financial Strategies Ltd
Dolby Financial Planning
Patrick Wayne Wealth Management Ltd
CMC Independent Financial Advisers
EFG Harris Allday
Tindle Wealth Management Limited
Right Financial Services
True Financial Design
Perspective (North East) Limited
Quilter Financial Planning Ltd
Wealthwise Financial Management
CS Investment Managers
Be Advised Ltd
One Financial Solutions Ltd
Brighton Capital Management
Sharp Financial Planning
Legacy Wealth Planning
Champion Financial Advisors
Pilling & Co
Coutts & Co
Osprey Financial Planning
Killik & Co LLP
Mountstone Partners
Hitchell Financial Planning
Fairfield Money
Bloomfield Corporate Consultancy Ltd
Lyles’ Independent Financial Advice
Evolution Financial Planning Ltd
TFAS Wealth
Deutsche Bank UK Limited
Prema Financial Services Ltd
HSBC Investment Services
Evelyn Partners
Meon Capital Management
Orleeman Financial Services
Parkway Consulting
Linkage Financial Solutions
Truth Financial
Arcrate
M&G Wealth Advice Limited
Perspective (West) Limited
Kingsley Wealth Management
Totum Financial Planning
Mosaic Money Management
Birch Financial Services Ltd
City Financial Solutions Ltd
HSBC Private Bank
GSL Financial Consultants Ltd
Quilter Cheviot
Grey Parrot Financial Planning
Allen Langrick Financial Ltd
Perspective (South East)
Wayfinder Wealth Management
Orbit Financial Planning
Arbuthnot Latham and Co
Succession Wealth
TrinityBridge
The Penny Group Harridge
Wolds Financial Planning
Albon Financial Planning
Pro Start Pensions
Crowther Mayoh Financial Services Ltd
Walker Crips Investment Management
IG Group
Brightpath Wealth Ltd
Whitman Asset Management Ltd
Fresh Approach Financial Planning
Perspective (Oxon) Limited
Metcalf Wealth Managers Ltd
Profit With Principle Ltd
Blakeway & Hunt Ltd
Allthings Wealth
Magnum Financial Solutions
The Share Centre Ltd
Prydderch Financial Planning Ltd
Perspective (South West) Limited
Henderson Moore Financial Solutions Ltd
Aberdeen Standard Capital
Miller James Financial Planning
Adam & Company
Four Wealth Planning
DSNY Wealth Planning
David Booler & Company t/a Boolers
Davy
Navera Investment Management Ltd
TaxAssist Financial Services
AB1 Financial Planning Ltd
White Stone Financial Planning
Generational Planning Group
Equilibrium Financial Planning LLP
W1M
Deep Dive Financial Planning Ltd
Method Financial Planning
Storeton Rose Financial Planning Ltd
Rossie House Investment Management
Sterling Ridge Wealth
Progeny Asset Management Ltd
Redmayne Bentley
Direct Independent Financial Consultants Ltd
Hedley & Company Stockbrokers Ltd
Brooks Macdonald Investment Management
Stapley Mortgages
B H Financial Services Ltd
Lantern Financial Planning
Horizon Financial Management
Courtney Havers LLP
Yellow Brick Financial Planning Ltd
Murray John & Associates
GMG Investment Managers Ltd
Retirement Planning (UK) Ltd
Harper Financial Associates
Buchanan Johnston Flynn Limited
Saranac Partners Ltd
B V Services
Winter Dean Partnership LLP
Seneca Reid Ltd
Essential Wealth Management and Advice Ltd
Tower 12 Financial Services
Intrinsic Wealth Ltd
DPB Wealth Management
Priory Financial Planning Ltd
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