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Transaction Reporting

The obligation for firms to report details of financial transactions to ensure market transparency and integrity.

More on Transaction Reporting

The Future of UK Transaction Reporting: Penalties, Perspectives and Predictions

What does effective Transaction Reporting really look like and where are firms still getting it wrong? In this episode, PIMFA’s...
09/06/2025
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
Location: London excel
At PIMFA’s Mergers & Acquisitions (M&A) Summit, we set the stage for consolidators, sellers, private equity firms, and leading authorities in M&A to converge in one place to stay right…
Date & Time: 18th Sep 2025 (10:00) - 18th Sep 2025 (17:00)
Location: SEI

PIMFA Response to CP24/28: Operational Incident and Third Party Reporting

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: March 13, 2025

PIMFA response to FRC Consultation on the Stewardship Code

Paper Type: PIMFA Response Papers
Recipients: Financial Reporting Council (FRC)
Month Published: February 19, 2025

PIMFA Response to FCA discussion Paper DP24/2: Improving the UK transaction reporting regime

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: February 14, 2025

PIMFA Transaction Reporting Academy Session Overview

Shared Type: Shared Public
Published: July 23, 2024

MiFIR Transaction Reporting: The Most Common Reporting Errors

In the first of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How...
31/08/2023

Transaction Reporting: Are You In Control Of Your Controls?

In the second of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How...
31/08/2023

Transaction Reporting: Are You Meeting The Regulators Expectations?

In the third of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How...
31/08/2023

Transaction Reporting: 2023 and Beyond

In our fourth and final audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How PIMFA...
21/08/2023

Implementation of MIFID in EU Member States

Shared Type: Shared
Published: April 21, 2023

Inter Broker Client Transfers

Shared Type: Shared
Published: April 21, 2023

PIMFA Legal Entity Identifiers Guide Jan 2018

Shared Type: Shared
Published: February 16, 2023

MiFID II – Transaction Reporting bible v3 April 2018

Shared Type: Shared
Published: January 12, 2023
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