The Personal Investment Management & Financial Advice Association (PIMFA)

Dictionary

Login Home
Filter by Topics

The Future of UK Transaction Reporting: Penalties, Perspectives and Predictions

What does effective Transaction Reporting really look like and where are firms still getting it wrong?

In this episode, PIMFA’s Maria Fritzsche and Kaizen’s Matthew Vincent join host David Ostojitsch to share expert insights, with a focus on how smaller firms can manage their reporting obligations more confidently and make better use of technology to stay compliant.

Whether you’re a compliance officer or part of a regulated firm, this episode offers actionable insights to support your reporting obligations and avoid costly mistakes.

You may also be interested in

Transaction Reporting

The obligation for firms to report details of financial transactions to ensure market transparency and integrity.

MiFIR Transaction Reporting: The Most Common Reporting Errors

In the first of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How...
31/08/2023

PIMFA Key Successes Overview 2025/26

Read the overview of how we are continuing to deliver meaningful change and value. Looking at our successes over the last year in Policy and Advocacy and Regulation and Compliance, with an overview of PIMFA Groups, Event Highlights and Awards.

Shared Type: Shared Public
Published: March 27, 2026
Enjoying our website? Email us anytime with your feedback!