The Personal Investment Management & Financial Advice Association (PIMFA)

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Trading and Settlement

Processes involving buying, selling, and transferring ownership of financial instruments, ensuring transparency and efficiency.

Visit the Trading and Settlement dedicated microsite on this topic

PIMFA Key Successes Overview 2025/26

Read the overview of how we are continuing to deliver meaningful change and value. Looking at our successes over the last year in Policy and Advocacy and Regulation and Compliance, with an overview of PIMFA Groups, Event Highlights and Awards.

Shared Type: Shared Public
Published: March 27, 2026

PIMFA Key Successes 2025/26

Read how we are continuing to deliver meaningful change and value. Looking at our successes over the last year in Policy and Advocacy and Regulation and Compliance, with an overview of PIMFA Groups, Event Highlights and Awards.

Shared Type: Shared Public
Published: March 27, 2026

PIMFA Queries Compendium

This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.

Shared Type: Shared
Published: February 2, 2026

Journal #28

Discover here the PIMFA Journal #28 with articles from our members

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Journal Edition #31

Read here the PIMFA Journal #31, featuring nine articles written by PIMFA Associate member firms on current industry topics of interest, relevant to their firms’ operations, Topics include AI, Senior Management Functions, Women Investors, Private Investment, CCI Product Summaries, Data, M&A, Back Office as a Strategic Asset

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Groups Infographic

Read here the updated PIMFA Groups infographic, showing the structure involved

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Plus

PIMFA collaborates with product and service providers to offer member firms a suite of membership enhancements.
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:30) - 20th May 2026 (16:00)
CPD: TBC Location: London Excel

More about PIMFA

PIMFA is the UK’s leading trade association for wealth management, investment services, and financial advice firms.

Our Work

Our mission is to help create a UK culture of thriving financial health through constructive advocacy, creating connections and practical support.

PIMFA response to Accelerated Settlement Taskforce, Technical Group Draft Recommendations Report & Consultation

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: November 1, 2024

Accelerated Settlement Taskforce Report – UK T+1 settlement

Download here the March 2024 report from the UK Accelerated Settlement Taskforce, formed as part of the Edinburgh Reforms, looking at the need for the UK to move to T+1 and the need for more automation in back office processes and featuring detail on the current process, reasons for change, key challenges and costs, timing, phasing and implementation

Shared Type: Shared Public
Published: April 30, 2024

PIMFA’s response to HM Treasury; Consultation on expanding the Dormant Assets scheme

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: July 15, 2020

PIMFA Associate Members

Discover PIMFA’s Associate Member firms.

PIMFA Full Members

Discover PIMFA’s Full Members.