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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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Sustainable Finance and ESG

Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact.

Visit the Sustainable Finance and ESG dedicated microsite on this topic

Raising the Bar on Sustainable Funds: the UK’s Sustainability Disclosure Requirements (SDR) Regime

Read here an article from PIMFA Journal #29 by Katie Lavin, ESG Consultant at Avyse Partners, on why the UK’s SDR regime is a signal that the investment industry must transform to meet new standards of trust and transparency

Shared Type: Shared Public
Published: December 17, 2024
View

Task Force for Climate Related Financial Disclosures (TCFD) report

Discover the Task Force for Climate Related Financial Disclosures (TCFD) report which provides information on climate-related practices

Shared Type: Shared
Published: June 27, 2024
View

PIMFA’s response to FCA CP 24/8: Extending Sustainability Disclosure Requirements (SDR) regime to Portfolio Management

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: June 14, 2024
View Response

PIMFA’s response to the FCA Consultation on Guidance on the Anti-Greenwashing Rule (GC23/3)

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: January 29, 2024
View Response

A Global Centre for Nature Finance

Discover the City of London Corporation's Global City report on nature finance. Explore key insights, recommendations, and the case for action on nature

Shared Type: Shared
Published: September 25, 2023
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ESG Investing Approaches: The impact of upcoming UK regulation (July 2023)

Discover the PIMFA/Alpha report on ESG Investing Approaches. Gain insights from a survey on UK regulations, including SDR, Investment Labels, and Anti-Greenwashing rules

Shared Type: Shared
Published: July 6, 2023
View

ESG & Sustainable Finance – Industry Resources

Industry Resource for ESG & Sustainable Finance
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ESG & Sustainable Finance – PIMFA Resources

PIMFA resources on ESG & Sustainable Finance
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PIMFA’s response to HMT consultation on regulating ESG ratings providers

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: July 3, 2023
View Response

ESG Investing Approaches – PIMFA member firms on client & Investor Sentiment (May 2023)

Discover the PIMFA report on ESG Investing Approaches, featuring insights from a member survey on client preferences, investment strategies, and reporting

Shared Type: Shared
Published: May 24, 2023
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ESG Investing Approaches

Discover the PIMFA report on ESG Investing Approaches, featuring insights from a member survey on client preferences, investment strategies, and reporting.

Shared Type: Shared
Published: May 24, 2023
View

PIMFA UNDER 40 LEADERSHIP COMMITTEE REPORT 2022

Discover the PIMFA Under 40 Forum Research Report 2022, exploring ESG's role in investment decisions and how wealth management can engage the next generation

Shared Type: Shared
Published: May 18, 2023
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PIMFA’s response to FCA DP23/1 – Finance for positive sustainable change: governance, incentives and competence in regulated firms

Paper Type: PIMFA Discussion Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: May 12, 2023
View Response

MP Briefing – Sustainable Disclosure Requirements (SDR)- Incorporating SDR in the interests of retail savers

Discover how MP Briefing guides retail savers through Sustainable Disclosure Requirements (SDR), ensuring informed investment decisions for a sustainable future

Shared Type: Shared
Published: April 5, 2023
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PIMFA’s response to FCA CP 22/20: Sustainability Disclosure Requirements (SDR) and investment labels

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: January 26, 2023
View Response
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