Supervision
The oversight of firms and individuals to reduce actual and/or potential harm to consumers and markets.
Visit the Supervision dedicated microsite on this topicFCA’s Strategic Shift: Balancing Risk, Growth, and Financial Crime Prevention
Is the FCA's five-year plan really a bold new strategy, or 'more of the same'? In this podcast, Simon Harrington,...
From Insight to Action: UK Private Banking, Wealth Management and the Leeds Reforms
In this PIMFA podcast episode, host David Ostojitsch interviews Peter Tyler, Director of Personal Banking at Trade Body UK Finance,...
PIMFA Response to FCA CP 25-13 – Improving the Complaints Reporting process
More about PIMFA
PIMFA is the UK’s leading trade association for wealth management, investment services, and financial advice firms.
FCA Independent Statutory Panel
Find here the FCA Guide to their Practitioner Panels, who have an important role in providing early input and challenge to the policies and practices of the FCA and including detail on Structure, Membership, Priorities and Recent Areas of Focus
PIMFA Response to FCA CP24/2 Part 2; Greater transparency of our enforcement investigations
PIMFA response to Modernising the redress system
Our Work
Our mission is to help create a UK culture of thriving financial health through constructive advocacy, creating connections and practical support.