Supervision
The oversight of firms and individuals to reduce actual and/or potential harm to consumers and markets.
Visit the Supervision dedicated microsite on this topicFSCS: Attitudes Towards the Retirement of Tomorrow
HMT announces update to high risk third country list
House of Lords Financial Services Regulation Committee: Financial Conduct Authority’s enforcement proposals
Financial Ombudsman Service (FOS) expectations of businesses
FCA Dear CEO Letter
PIMFA Journal Edition #31
House of Lords Financial Services Regulation Committee (FSRC) Letter
FCA – Advice Guidance Boundary Review
Suitability Guide
Financial Conduct Authority: Authorisations operating service metrics 2023/24 Q4
FOS Scheme Criteria
PIMFA Response to the Financial Services Strategy Sector: Regulatory Cross-Cutting Reforms (Leeds Reforms)
FCA’s Strategic Shift: Balancing Risk, Growth, and Financial Crime Prevention
Is the FCA's five-year plan really a bold new strategy, or 'more of the same'? In this podcast, Simon Harrington,...
From Insight to Action: UK Private Banking, Wealth Management and the Leeds Reforms
In this PIMFA podcast episode, host David Ostojitsch interviews Peter Tyler, Director of Personal Banking at Trade Body UK Finance,...
In this practical and insightful session delivered by the co-founder of the Non-Executive Directors’ Association (‘NEDA’), we demystify the responsibilities, liabilities, and rewards of becoming a NED and provide a…
£300.00 – £400.00
Date & Time: 15th Jan 2026 (9:30) - 15th Jan 2026 (12:30)
CPD: 3
Location: Virtual