The Personal Investment Management & Financial Advice Association (PIMFA)

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Financial Conduct Authority Response to Financial Services Regulation Committee

Discover the FCA's detailed response to the FSRC's concerns on cost disclosure for listed investment companies, ensuring transparency in financial regulations
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Supervision

The oversight of firms and individuals to reduce actual and/or potential harm to consumers and markets.

FCA’s Strategic Shift: Balancing Risk, Growth, and Financial Crime Prevention

Is the FCA's ⁠five-year plan⁠ really a bold new strategy, or 'more of the same'? In this podcast, ⁠Simon Harrington⁠,...
03/09/2025

PIMFA Queries Compendium

This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.

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Published: February 2, 2026
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