Investment
The act of buying something such as a share in a company or other financial instrument with the hope of it increasing in value.
PIMFA Response to FCA CP24-7: Payment Optionality for Investment Research
PIMFA response to Individual Savings Account: UK ISA Consultation
AKG: Coming back to the table on CRPs
Read here the AKG Research Briefing 2022 on Centralised Retirement Propositions (CRPs), produced in association with Investec, looking at how the impact of inflation/cost of living crisis and investment volatility on retirement planning (and by association CRPs) is underlining the requirement for firms to review and evolve processes/propositions
PIMFA Response to HMT UK Investment Research Review: Call for Evidence
PIMFA Reponse to HM Treasury: Call for Evidence – UK Investment Research Review
DP 23 Overview – Updating and improving the UK regime for asset management (title needs updating)
Discover the PIMFA Overview of FCA DP 23/2, detailing upcoming regulatory changes for fund managers and platforms amid the Financial Services and Markets Bill
Capitalising on a Rising Interest Rate Environment
Download here page one of an article from the PIMFA Winter Journal 2022, Capitalising On A Rising Interest Rate Environment, contributed by Insignis Cash Solutions and examining how using their platform can maximise returns on cash savings whilst remaining under the full protection of the FSCS
MiFID II – Record Keeping Checklist
Discover the PIMFA MIFID II Record Keeping pages here. Download a comprehensive checklist detailing the minimum record keeping requirements under MIFID II
MiFID II – Costs and Charges
Discover the PIMFA MIFID II – Costs and Charges Disclosure pages. Review our thorough analysis of PS17/14 and CP16/29, structured into eight distinct sections
MiFID II – Client Order Handling
Discover the PIMFA MIFID II – Client Order Handling pages. Download our analysis of CP16/29 to understand key changes and their implications for your business
MiFID II – Personal Account Dealing
Discover the PIMFA MiFID II – Personal Account Dealing pages. Download essential resources to ensure compliance and enhance your understanding of regulations
MiFID II – Inducements – Research
Discover the PIMFA MIFID II Inducements: Research page, detailing PS17/14 provisions for firms' third-party research arrangements under MiFID II regulations
PIMFA’s response to FCA; CP22-12: Improving Equity Secondary Markets
