The Personal Investment Management & Financial Advice Association (PIMFA)

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Investment

The act of buying something such as a share in a company or other financial instrument with the hope of it increasing in value.

PIMFA Under 40 Leadership Committee Report 2023

Shared Type: Shared Public
Published: 14 December 2023

PIMFA’s Response to HMT UK Investment Research Review: Call for Evidence

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: June 6, 2023

PIMFA’s Response to HM Treasury Call for Evidence – UK Investment Research Review

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: May 28, 2023

DP 23 Overview – Updating and improving the UK regime for asset management

Shared Type: Shared
Published: 26 April 2023

Capitalising on a Rising Interest Rate Environment

Shared Type: Shared Public
Published: 23 January 2023

MiFID II – Record Keeping Checklist

Shared Type: Shared
Published: 12 January 2023

MiFID II – Costs and Charges

Shared Type: Shared
Published: 12 January 2023

MiFID II – Client Order Handling

Shared Type: Shared
Published: 12 January 2023

MiFID II – Personal Account Dealing

Shared Type: Shared
Published: 12 January 2023

MiFID II – Inducements – Research

Shared Type: Shared
Published: 12 January 2023

PIMFA’s response to FCA CP22/12: Improving Equity Secondary Markets

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 7, 2022

PIMFA Guide for Trustees

Shared Type: Shared
Published: 24 April 2022
The purpose of the Strategic Advisory Group is to identify and review the strategic industry issues that require PIMFA focus.
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...
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