The Personal Investment Management & Financial Advice Association (PIMFA)

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Investment

The act of buying something such as a share in a company or other financial instrument with the hope of it increasing in value.

Capitalising on a Rising Interest Rate Environment

Download here page one of an article from the PIMFA Winter Journal 2022, Capitalising On A Rising Interest Rate Environment, contributed by Insignis Cash Solutions and examining how using their platform can maximise returns on cash savings whilst remaining under the full protection of the FSCS

Shared Type: Shared Public
Published: January 23, 2023

MiFID II – Record Keeping Checklist

Discover the PIMFA MIFID II Record Keeping pages here. Download a comprehensive checklist detailing the minimum record keeping requirements under MIFID II

Shared Type: Shared
Published: January 12, 2023

MiFID II – Costs and Charges

Discover the PIMFA MIFID II – Costs and Charges Disclosure pages. Review our thorough analysis of PS17/14 and CP16/29, structured into eight distinct sections

Shared Type: Shared
Published: January 12, 2023

MiFID II – Client Order Handling

Discover the PIMFA MIFID II – Client Order Handling pages. Download our analysis of CP16/29 to understand key changes and their implications for your business

Shared Type: Shared
Published: January 12, 2023

MiFID II – Personal Account Dealing

Discover the PIMFA MiFID II – Personal Account Dealing pages. Download essential resources to ensure compliance and enhance your understanding of regulations

Shared Type: Shared
Published: January 12, 2023

MiFID II – Inducements – Research

Discover the PIMFA MIFID II Inducements: Research page, detailing PS17/14 provisions for firms' third-party research arrangements under MiFID II regulations

Shared Type: Shared
Published: January 12, 2023

PIMFA’s response to FCA; CP22-12: Improving Equity Secondary Markets

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 7, 2022
The purpose of the Strategic Advisory Group is to identify and review the strategic industry issues that require PIMFA focus.
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...

PIMFA response to FCA CP20/15; Liquidity mismatch in authorised open-ended property funds

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: March 11, 2020

PIMFA Response to FCA: CP 18/19 Introducing the Directory

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: September 25, 2018

PIMFA’s response to FCA: MS17/1.2 : Investment Platforms Market Study – Interim Report

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: September 20, 2018

CP17-33 Insurance Distribution Directive Implementation Part III

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 21, 2017

PIMFA Associate Members

Discover PIMFA’s Associate Member firms.

PIMFA Full Members

Discover PIMFA’s Full Members.
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