Register

The Personal Investment Management & Financial Advice Association (PIMFA)

1
Join
Results for {phrase} ({results_count} of {results_count_total})
Displaying {results_count} results of {results_count_total}

Show All Results

Filter by Topics
Select All Topics
Artificial Intelligence
Brexit
Client Assets Sourcebook (CASS)
Consumer Duty
Customer Vulnerability
Cyber Security
Data Protection
Digitisation
Financial Crime
Financial Services Compensation Scheme
Future of Advice
Indices
Investment
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Operational Resilience
Pensions
Product Disclosure
Public Affairs
Retail Disclosure Framework
Senior Managers Certification Regime (SMCR)
Supervision
Sustainable Finance and ESG
T+1 Accelerated Settlement
Talent, Inclusion, Diversity and Equity (TIDE)
Taxation
Trading and Settlement
Transaction Reporting
Wealthtech

Dictionary

Login Home
Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Join
Enquire here about PIMFA membership....
Membership Benefits
PIMFA offers a myriad of membership benefits, from representing members and promoting the value of our industry, to providing expert knowledge and information with practical support and tools....
Our Work
PIMFA's areas of focus and output across our focus areas and member groups....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Indices
PIMFA provides the methodology for the MSCI PIMFA Private Investor Index Series and Equity Risk Index Series....
PIMFA Plus
PIMFA PLUS offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Events & Learning
Connect, collaborate, and celebrate with PIMFA Events, and elevate your expertise with PIMFA Learning Events....
Constructive Advocacy
PIMFA champions our members to key stakeholders such as regulators, policymakers, business leaders, media and consumers....
Creating Connections
PIMFA are adept at facilitating cross-industry collaboration by gathering professionals from every corner of the industry....
Supporting Practice
PIMFA are dedicated to providing hands-on guidance and practical support to our members on the wide-ranging issues across regulatory compliance and policy. ...
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Our Agenda for Government
Our policies and goals for creating a UK culture of thriving financial health....
Parliamentary Support
Collaborating with legislators to shape the future of financial regulation....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Artificial Intelligence
Technology using algorithms and data to enhance decision-making, improve efficiency, and manage risks....
Client Assets Sourcebook (CASS)
CASS (Client Assets Sourcebook) rules ensuring firms safeguard and properly handle client assets and funds....
Cyber Security
Protecting financial firms' systems, data, and customers from cyber threats through resilience, risk management, and regulatory compliance....
Digitisation
The use of technology to enhance shareholder engagement, communication, and information access in financial markets....
Operational Resilience
The ability to prevent, respond to, and recover from disruptions, ensuring continuous services....
T+1 Accelerated Settlement
Transitioning to a new UK settlement cycle where financial transactions are completed one business day after the trade date....
Taxation
Compliance with tax laws and promoting transparency....
Trading and Settlement
Processes involving buying, selling, and transferring ownership of financial instruments, ensuring transparency and efficiency....
Transaction Reporting
The obligation for firms to report details of financial transactions to ensure market transparency and integrity....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Committees
PIMFA’s Committees are a place for decision and action. They focus on deciding PIMFA’s strategies and work plans; agree positions and campaigns; and outputs from these add value to...
Forums and Briefings
PIMFA’s Forums & Briefings are available to all members and provide updates on recent activities and announcements from the PIMFA team and provide behind-the-scenes details on initiatives and policy and...
Working Groups
PIMFA’s Working Groups are a place for members to discuss projects, consultations, publications and campaigns in relevant policy areas....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
Awards
Celebrations of the best and brightest in our industry...
Conferences
Content-rich one day events with packed speaker agendas and cutting edge thought leadership...
Networking
Opportunities to connect with industry peers and expand your network...
Roundtables
Interactive in-person sessions curated to specific delegate cohorts...
Symposium
Large scale flagship events cutting across multiple cohorts and disciplines...
Past Events
See past events....
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
Academies
Training and mentoring programmes where delegates collaborate and develop deep skills that align with business needs...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Training Courses
Courses that give your team the ‘must-have’ knowledge and skills to keep up with regulatory change...
Webinars
Stay informed of the latest regulatory, compliance & risk issues impacting your firm...
Webinars on Demand
View our past webinars on demand....
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
Submit Industry Event
Click here to submit your firm's events....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Committees
PIMFA’s Committees are a place for decision and action. They focus on deciding PIMFA’s strategies and work plans; agree positions and campaigns; and outputs from these add value to...
Forums and Briefings
PIMFA’s Forums & Briefings are available to all members and provide updates on recent activities and announcements from the PIMFA team and provide behind-the-scenes details on initiatives and policy and...
Working Groups
PIMFA’s Working Groups are a place for members to discuss projects, consultations, publications and campaigns in relevant policy areas....
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
News
PIMFA Response Papers
See PIMFA's response papers to key bodies such as UK's regulators and government departments on important key issues. ...
PIMFA Bulletin
The PIMFA Bulletin is our weekly email update delivering news and current affairs from within and around the industry. It also provides future insight on upcoming events and important information...
PIMFA Press Releases
Read PIMFA's latest press releases covering our latest updates, news and views of the important topics impacting our industry....
PIMFA Blog
Read PIMFA's thoughts and opinions on industry hot topics in our regular blogs....
Guest Blog
Read the latest industry thoughts and opinions from our members in our regular guest blog....
PIMFA Journal
PIMFA’s magazine contains articles and thought leadership on current issues, hot topics and future developments from PIMFA members. Always a thought-provoking read....
Indices
The MSCI PIMFA Private Investor Index Series
The MSCI PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Current Asset Allocation
Each of these portfolios contains different proportions of UK equities, international equities, bonds, cash and alternatives to reflect the investment aims of UK wealth managers. The changes in their values...
Index Values (Private Investor Index Series)
The Daily Index Values above are recorded at the end of each trading day. Therefore the figures shown are from the end of the previous trading day.  ...
Recent/Historic Asset Allocations (Private Investor Index Series)
View recent/historic asset allocations for the Private Investor Index Series. ...
Further Information (Private Investor Index Series)
Find further information on the Private Investor Index Series....
The MSCI PIMFA Equity Risk Index Series
The MSCI PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
Current Asset Allocation
Each of these portfolios contains different proportions of UK equities, international equities, bonds, cash and alternatives to reflect the investment aims of UK wealth managers. The changes in their values...
Index Values (PIMFA Equity Risk Index Series)
The Daily Index Values above are recorded at the end of each trading day. Therefore the figures shown are from the end of the previous trading day. ...
Recent/Historic Asset Allocations (Equity Risk Index Series)
See details of recent and historic asset allocation changes to the MSCI PIMFA Equity Risk Index Series and other useful resources. ...
Further Information (Equity Risk Index Series)
Find further information on the Equity Risk Index Series....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
Find a Firm
If you are thinking about investing in financial instruments or seeking financial advice you can use our ‘Find a Firm’ service to search for a PIMFA member firm. ...
Protecting Investments
See how you can protect your investments from criminals seeking to abuse the system and how to find reputable, regulated firm....
Frequently Asked Questions
This page contains frequently asked questions about the savings and investment industry. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
Full Members
Full members provide a range of financial solutions including wealth management, financial advice and planning and execution services. They assist everyone from individuals and families to charities, pension funds, trusts...
Associates
Associate members provide professional services to the PIMFA community....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Committees
PIMFA’s Committees are a place for decision and action. They focus on deciding PIMFA’s strategies and work plans; agree positions and campaigns; and outputs from these add value to...
Forums and Briefings
PIMFA’s Forums & Briefings are available to all members and provide updates on recent activities and announcements from the PIMFA team and provide behind-the-scenes details on initiatives and policy and...
Working Groups
PIMFA’s Working Groups are a place for members to discuss projects, consultations, publications and campaigns in relevant policy areas....
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....
Results for {phrase} ({results_count} of {results_count_total})
Displaying {results_count} results of {results_count_total}

Show All Results

Filter by Topics
Select All Topics
Artificial Intelligence
Brexit
Client Assets Sourcebook (CASS)
Consumer Duty
Customer Vulnerability
Cyber Security
Data Protection
Digitisation
Financial Crime
Financial Services Compensation Scheme
Future of Advice
Indices
Investment
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Operational Resilience
Pensions
Product Disclosure
Public Affairs
Retail Disclosure Framework
Senior Managers Certification Regime (SMCR)
Supervision
Sustainable Finance and ESG
T+1 Accelerated Settlement
Talent, Inclusion, Diversity and Equity (TIDE)
Taxation
Trading and Settlement
Transaction Reporting
Wealthtech
  • Home
  • Shop

“PIMFA’s Consumer Duty Report 2023” has been added to your basket. View basket

Showing all 9 results

    Full Member- Digital Annual Membership - IFA and Financial Planning

    Full Member- Digital Annual Membership – IFA and Financial Planning

    £500.00
    Add to basket
    Placeholder

    MS Event Ticket: Test Event Ticket with VAT for Invoice Checking

    £1.00 ex. VAT
    Add to basket
    Placeholder

    MS Test Product

    £0.00 ex. VAT
    Add to basket
    PIMFA's Consumer Duty Report - Impacts on the Wealth Management and Financial Advice Sector (2nd Edition)

    PIMFA’s Consumer Duty Report – Impacts on the Wealth Management and Financial Advice Sector (2nd Edition)

    £50.00 ex. VAT
    Add to basket
    PIMFA's Consumer Duty Report 2023

    PIMFA’s Consumer Duty Report 2023

    £50.00 ex. VAT
    Add to basket
    Placeholder

    PLLT: Webinar: Exploring the Advice Gap (FAM)

    Read more
    Placeholder

    PLT – SM&CR Conduct Rules: Best Practice Implementation – Member Ticket (FM)

    £0.00 ex. VAT
    Add to basket
    Placeholder

    Test Product 1

    £1.00 ex. VAT
    Add to basket
    Understanding Customer Vulnerability - Guidance for Firms (2024)

    Understanding Customer Vulnerability – Guidance for Firms (2024)

    £99.00 ex. VAT
    Add to basket
Join
Login
  • Why PIMFA
    • Join
    • Membership Benefits
    • Our Work
    • PIMFA Groups
    • Indices
    • PIMFA Plus
    • Events & Learning
    • Constructive Advocacy
    • Creating Connections
    • Supporting Practice
  • Our Work
    • Regulatory Policy and Compliance
      • Brexit
      • Consumer Duty
      • Customer Vulnerability
      • Data Protection
      • Financial Crime
      • Financial Services Compensation Scheme
      • Future of Advice
      • Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
      • Pensions
      • Product Disclosure
      • Retail Disclosure Framework
      • Senior Managers Certification Regime (SMCR)
      • Sustainable Finance and ESG
      • Talent, Inclusion, Diversity and Equity (TIDE)
    • Public Affairs
      • Our Agenda for Government
      • Parliamentary Support
    • Operations
      • Artificial Intelligence
      • Client Assets Sourcebook (CASS)
      • Cyber Security
      • Digitisation
      • Operational Resilience
      • T+1 Accelerated Settlement
      • Taxation
      • Trading and Settlement
      • Transaction Reporting
    • Advisers’ Sustainabilty Group
    • UK Platform Group
    • Talent, Inclusion, Diversity and Equity
    • Leading Lights Forum
    • PIMFA Wealthtech
    • PIMFA Groups
      • Committees
      • Forums and Briefings
      • Working Groups
    • Guides
    • Thought Leadership
    • Response Papers
    • make it. Campaign
  • Events & Learning
    • PIMFA Events
      • Awards
      • Conferences
      • Networking
      • Roundtables
      • Symposium
      • Past Events
    • PIMFA Learning
      • Academies
      • Podcasts
      • Training Courses
      • Webinars
      • Webinars on Demand
    • Industry Events
      • Submit Industry Event
    • PIMFA Groups
      • Committees
      • Forums and Briefings
      • Working Groups
    • Get Involved
  • News
    • PIMFA Response Papers
    • PIMFA Bulletin
    • PIMFA Press Releases
    • PIMFA Blog
    • Guest Blog
    • PIMFA Journal
  • Indices
    • The MSCI PIMFA Private Investor Index Series
      • Current Asset Allocation
      • Index Values (Private Investor Index Series)
      • Recent/Historic Asset Allocations (Private Investor Index Series)
      • Further Information (Private Investor Index Series)
    • The MSCI PIMFA Equity Risk Index Series
      • Current Asset Allocation
      • Index Values (PIMFA Equity Risk Index Series)
      • Recent/Historic Asset Allocations (Equity Risk Index Series)
      • Further Information (Equity Risk Index Series)
  • About Us
    • About PIMFA
      • PIMFA Staff
      • PIMFA Board
      • PIMFA Groups
      • Advisers’ Sustainability Group
      • UK Platform Group
      • Corporate Social Responsibility/Sustainability
      • Annual Report
      • PIMFA Members
        • PIMFA Full Members
        • PIMFA Associate Members
      • PIMFA Plus
      • PIMFA Careers
      • Find a Firm
    • About Our Industry
      • Find a Firm
      • Protecting Investments
      • Frequently Asked Questions
    • PIMFA Members
      • Full Members
      • Associates
    • PIMFA Groups
      • Committees
      • Forums and Briefings
      • Working Groups
    • PIMFA WealthTech
    • Find a Firm
    • Want to Collaborate?
    • Contact Us
  • Home
  • Register
  • Login
Copyright © PIMFA 2025. All Rights Reserved.
Quick Links
  • About PIMFA
  • Contact Us
  • Events & Learning
Membership
  • Why Join PIMFA
  • My PIMFA
  • PIMFA Full Members
  • PIMFA Associate Members
  • Find a Firm
Info & Legal
  • Legal
  • Terms and Conditions
  • PIMFA Brand
Social
Contact
tel: +44 (0) 20 7448 7100Email: info@pimfa.co.uk
Site Credits