The Personal Investment Management & Financial Advice Association (PIMFA)

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Avoiding CASS Complacency

Your firm has received another clean CASS audit, so what’s the issue? Just because past breaches have not impacted your firm, can you really afford to get by without changing a thing?

Your firm has received another clean CASS audit, so what’s the issue? Just because past breaches have not impacted your firm, can you really afford to get by without changing a thing?

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Client Assets Sourcebook (CASS)

CASS (Client Assets Sourcebook) rules ensuring firms safeguard and properly handle client assets and funds.
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £1,100.00
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Understanding and Implementing CASS: A Strategic Imperative for Your Organisation – Leaman Crellin

Shared Type: Shared Public
Published: May 20, 2025