Your firm has received another clean CASS audit, so what’s the issue? Just because past breaches have not impacted your firm, can you really afford to get by without changing a thing?
We turn to Katherine Leaman, co-founder and lead trainer on The PIMFA CASS Academy, alongside Priscilla Gaudoin, Head of Risk and Compliance at software provider Ruleguard, on how to escape CASS compliance complacency in your firm.