PIMFA response to FCA CP24- 9: Financial Crime Guide updates
PIMFA Consultation Response to FCA CP24/9: Financial Crime Guide updates. We have considered the whole consultation, but have responded only to those sections which are specifically relevant to our members or in relation to which we have a particular view or concern, including: Sanctions; Transaction monitoring; Sanctions screening systems; Jurisdictions and Fraud
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Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...