PIMFA’s response to ESMA; Consultation on the Markets Abuse Regulation (MAR) Review
PIMFA’s response to EU consultation on the MAR review where, whilst we understand why an extension of the MAR regime to spot FX contracts has been suggested, the fact that the FX Global Code of Conduct has proven successful so far and is due to be reviewed next year is a strong argument in favour of a “wait and see” approach.
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Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...