Operations of the European Supervisory Authorities
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Supervision
The oversight of firms and individuals to reduce actual and/or potential harm to consumers and markets.
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PIMFA Queries Compendium
This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.