The Personal Investment Management & Financial Advice Association (PIMFA)

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Avoiding a Culture of Complacency

Culture lies at the heart of strengthening your approach to Consumer Duty, Financial Crime, DEI and Vulnerable customers. Yet, despite the frequent reminders from the FCA, wealth management firms still need to work on demonstrating to the regulator how they can positively shift the culture needle. 

Through role plays, scenarios and case studies, our experts in this free, invite-only roundtable discussion unpack: 

  • Why Culture remains central to the FCA’s supervisory model 
  • How to reset and refocus your approach to Culture to meet heightened FCA expectations 
  • How leading firms cut through the complexity to stay ahead of emerging Culture and Conduct risks   

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HR, Culture and Inclusion

Promoting talent, a diverse workforce, and creating inclusive environments
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC Location: Herbert Smith Freehills Kramer

Preventing and Addressing Non Financial Misconduct: A Practical Guide

In partnership with Chartered Insurance Institute (CII), Chartered Institute for Securities & Investment (CISI) and Clyde & Co LLP, we have produced new guidance outlining the key aspects of the Financial Conduct Authority’s (FCA) updated Handbook and Guidance on tackling non-financial misconduct in financial services

Shared Type: Shared
Published: June 16, 2026
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