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PIMFA's Customer Vulnerability Learning Programme, led by the award-winning vulnerability training team at The Money Advice Trust …
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£1,799.00 – £2,300.00
Date & Time: 23rd Sep 2025 (9:30) - 18th Nov 2025 (12:30)
CPD: 18
Location: Virtual
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
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£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
CPD: 18
Location: London excel
Live, tutor-led online sessions, with our partners Kaizen Reporting The challenge Accurate and complete MiFIR transaction reporting is a legal obligation. Yet many financial firms, even those with significant resources dedicated to this complex requirement, are falling short of regulatory expectations. Quality assurance testing by regulatory specialists Kaizen have found that only 13% of MiFID II transactions are reported accurately. The consequences of incorrect reporting…
£2,500.00 – £3,000.00
Date & Time: 08th Oct 2024 (10:00) - 29th Oct 2024 (12:30)
CPD: 10
Location: In Person
The FCA still believe that firms subject to IFPR, can and must improve the implementation of the internal capital adequacy and risk assessment (ICARA) process and reporting requirements under IFPR. Identifying good practices in many firms, the FCA still found ‘significant failings’ in applying capital models for operational risk. In this FREE 60-minute webinar, Thistle Initiative’s experts unpack the FCA latest expectations, highlighting where and how PIMFA member firms…
Free
Date & Time: 09th Oct 2024 (11:00 - 12:00)
Location: In Person
One of the most challenging outcomes of the Consumer Duty for firms to meet is that of fair price and value. In the opinion of the FCA, "many of the fair value assessments we have seen do not rely on solid data and other credible evidence to justify the products' value to retail customers. The regulator's information request to 20 of the largest firms asking…
£400.00 – £500.00
Date & Time: 14th Oct 2024 (9:30 - 12:30)
CPD: 3
Location: In Person
AI has already begun changing the way we work, and further change in the coming years is inevitable. The FCA and PRA have outlined their strategic approaches to AI regulation, focusing on promoting safe and responsible use while fostering innovation. Meanwhile, the Equality and Human Rights Commission (EHRC) has indicated that it will be focussing on the use of AI in recruitment and developing solutions…
Free
Date & Time: 19th Nov 2024 (11:00 - 12:00)
Location: In Person
The FCA review of Consumer Duty implementation within payment firms published in October 2024 found that just over half were satisfactory, while nearly half were categorised as needing "significant work" to meet the Duty's requirements. In yet another reminder, the FCA expects your firm to identify gaps in your compliance with the Duty and "act immediately, putting plans in place to address shortcomings." In this…
£400.00 – £500.00
Date & Time: 20th Nov 2024 (9:30 - 12:30)
CPD: 3
Location: In Person
FCA fines against firms and individuals totalling £87 million so far in 2024 indicate a serious knowledge gap among senior managers in financial services firms. They are often unprepared and overwhelmed to interpret and respond appropriately to the volume and complexity of regulatory change for which they are responsible. In this FREE 60-minute webinar, experts from CCL Academy unpack what you, as a newly appointed…
Free
Date & Time: 26th Nov 2024 (14:00 - 15:00)
Location: In Person