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Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 25th Sep 2025 (10:00 - 18:00)
CPD: TBC
Location: Hybrid
PIMFA’s monthly Wealth Management Financial Crime Compliance Learning Programme ensures senior managers, MLRO/DMLOs, Heads of Compliance, compliance officers and legal professionals don’t just keep up to date with key changes and regulatory deadlines, but develop the clarity, direction and insight they need to design an effective and efficient anti-financial crime control framework that protects their firm, creates value and enhances revenue opportunities. …
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£695.00 – £895.00
Date & Time: 12th Nov 2025 (0:00) - 11th Nov 2026 (0:00)
CPD: 12
Location: Virtual
The PIMFA Authentic Leadership Programme …
Date & Time: 17th Sep 2025 (0:00) - 03rd Mar 2026 (23:59)
CPD: 12
Location: See description for details
At PIMFA’s Mergers & Acquisitions (M&A) Summit, we set the stage for consolidators, sellers, private equity firms, and leading authorities in M&A to converge in one place to stay right up to date with the current deal environment and understand at a deeper level key drivers that will impact market consolidation over the coming year. …
Date & Time: 18th Sep 2025 (10:00 - 17:00)
Location: SEI
PIMFA's Customer Vulnerability Learning Programme, led by the award-winning vulnerability training team at The Money Advice Trust …
Date & Time: 23rd Sep 2025 (9:30) - 18th Nov 2025 (12:30)
CPD: 18
Location: Virtual
In this online training session, you will examine good and bad examples of recent promotional campaigns and assess potential non-compliance with your current and future campaigns. By improving your grasp of good practice, you will be better prepared to protect your firm, brand reputation, and competitive advantage and respond rapidly to unexpected, consequential events. …
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£300.00 – £400.00
Date & Time: 14th Oct 2025 (9:30 - 12:30)
CPD: 3
Location: In Person
In this live, two-hour interactive, online training course Ocorian consultants reveal how wealth firms can effectively meet their obligations to detect and prevent market abuse, from setting adequate surveillance frameworks to ensuring they have appropriate governance arrangements in place. …
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£275.00 – £300.00
Date & Time: 06th Nov 2025 (9:30 - 11:30)
CPD: 2
Location: Virtual