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Past Events › Training Courses

LearningLive LearningTraining Courses
PIMFA Live Online Learning: SMCR Conduct Rules Train the Trainer programme
As the regulator expects firms to have role-specific training in place that provides a high degree of confidence that conduct…
10th December 2020 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: Transaction Reporting How your firm can avoid errors, data issues and fines
Tickets for this event are now SOLD OUT. https://vimeo.com/547431466 Market Watch 65, published in September 2020 is the FCA’s third…
13th May 2021 09:30FIND OUT MORE
LearningTraining Courses
PIMFA ESG Academy for Wealth Managers
The PIMFA ESG Academy for Wealth Managers is a new CPD accredited, self-paced online learning experience free to PIMFA members.…
28th September 2021 12:00FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: Financial Promotions: Latest Developments & Refresher Session
  Fundamental changes to the financial promotion regime are expected in 2021, as a result of a Treasury consultation. The…
28th October 2021 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: Wealth Advisors Preparing for Changing Times Adding Value to Existing Regulated Suitability Approaches to Impact/ESG Investing
The trend towards impact/ESG investment is placing suitability issues at the heart of advisor/client conversations. This means moving beyond current…
30th November 2021 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Training: Understanding CASS: how to spot CASS risks to your business
CASS is an ongoing area of interest for the FCA and we continue to see reminders that firms must regularly…
25th January 2022 12:30FIND OUT MORE
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