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PIMFA Live Online Learning- Transaction Reporting Nov 2022
A third of firms are getting transaction reporting wrong It has been over four years since MiFID II regulations were…
6th December 2022 09:30FIND OUT MORE
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PIMFA Live Online Learning: Market Abuse – are you doing enough?
The FCA is turning up the heat on Market Abuse. In December 2022, the FCA fined three broker firms £4,775,200…
15th March 2023 09:30FIND OUT MORE
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PIMFA Learning: Consumer Duty Series – Session 1: Practical Strategies & Approaches For Testing Consumer Outcomes
With fundamental regulatory change like the introduction of the Consumer Duty, the problem for firms both large and small often…
3rd May 2023 09:30FIND OUT MORE
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PIMFA Learning: Consumer Duty Series – Session 2: Engaging with Third Parties
With fundamental regulatory change like the introduction of the Consumer Duty, the problem for firms both large and small often…
23rd May 2023 09:30FIND OUT MORE
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PIMFA Live Online Learning: T&C under Consumer Duty: What You Need to Know
To ensure your people are prepared to meet the ‘biggest regulatory overhaul in a decade’ PIMFA member firms would be…
25th May 2023 13:30FIND OUT MORE
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PIMFA Learning: PwC Consumer Duty Series- Session 3: MI, reporting and governance
With fundamental regulatory change like the introduction of the Consumer Duty, the problem for firms both large and small often…
30th May 2023 09:30FIND OUT MORE
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