The Personal Investment Management & Financial Advice Association (PIMFA)

Dictionary

Login Home
Filter by Topics

Events Search and Views Navigation

Event Views Navigation

Filters

Filters

Changing any of the form inputs will cause the list of events to refresh with the filtered results.

In this online training session, you will examine good and bad examples of recent promotional campaigns and assess potential non-compliance with your current and future campaigns. By improving your grasp of good practice, you will be better prepared to protect your firm, brand reputation, and competitive advantage and respond rapidly to unexpected, consequential events. …
£300.00 – £400.00
Date & Time: 14th Oct 2025 (9:30 - 11:30)
CPD: 2 Location: Virtual

In this live, two-hour interactive, online training course Ocorian consultants reveal how wealth firms can effectively meet their obligations to detect and prevent market abuse, from setting adequate surveillance frameworks to ensuring they have appropriate governance arrangements in place. …
£275.00 – £300.00
Date & Time: 06th Nov 2025 (9:30 - 11:30)
CPD: 2 Location: Virtual
Join us for Session 3 of our Consumer Duty Series. Learn practical approaches to monitoring, evidencing, and embedding Consumer Duty across your organisation. …
Date & Time: 13th Nov 2025 (0:00 - 0:00)
Location: In Person
Start the series with practical insights on how to effectively test and evidence consumer outcomes under the FCA’s Consumer Duty. This session, led by PwC experts, will cover proven methodologies, data-driven approaches, and governance practices to help firms meet regulatory expectations and deliver good outcomes for clients. …
Date & Time: 13th Nov 2025 (0:00 - 0:00)
Location: In Person