The Personal Investment Management & Financial Advice Association (PIMFA)

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In Person
27th February, 2024 - 26th March, 2024
10:00am - 12:00pm
£2,025.00 – £3,000.00
CPD: 6hrs

The PIMFA Transaction Reporting Academy 2024

 Live, tutor-led online sessions, with our partners Kaizen Reporting  The challenge Accurate and complete transaction reporting is a legal obligation. Yet many financial firms, even those with significant resources dedicated to this complex requirement, are falling short of regulatory expectations.  Quality assurance testing by regulatory specialists Kaizen have found that only 13% of MiFID II transactions are reported accurately. The consequences of incorrect reporting are...
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 Live, tutor-led online sessions, with our partners Kaizen Reportin

The challenge

Accurate and complete transaction reporting is a legal obligation. Yet many financial firms, even those with significant resources dedicated to this complex requirement, are falling short of regulatory expectations.  Quality assurance testing by regulatory specialists Kaizen have found that only 13% of MiFID II transactions are reported accurately.

The consequences of incorrect reporting are serious and include regulatory scrutiny and sanctions, as well as the significant cost and resource involved in remediating incorrect reports.

The solution

The PIMFA Transaction Reporting Academy (TRA) is an innovative, practical and results-focused learning experience that augments your core reporting skills while deepening your knowledge in key areas of the MiFIR reporting requirements.

Please click here for more information

 

Session 1: 27 February
Session 2: 5 March
Session 3: 12 March
Session 4: 19 March
Session 5: 26 March

The PIMFA Transaction Reporting Academy 2023
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Session 1: Overview and how to report by trading scenario
10.00 - 12.00
Session 2: Transaction reporting by instrument type
10.00 - 12.00
Session 3: Common issues & Remediation
10.00 - 12.00
Session 4: Systems & Controls and Corporate Actions
10.00 - 12.00

Matthew Vincent

Managing Director
Kaizen

Simon Appleton

MiFIR Reporting Director
Kaizen Reporting