Loading Events
In Person
23rd July, 2026
10:30am - 11:30am
Free

Protecting Market Integrity: Leadership Perspectives on Market Abuse

The rules of the game are shifting and fast. Asset and wealth managers today face an environment of escalating regulatory scrutiny and rapidly evolving expectations around market conduct
Visit Site

Staying ahead isn’t optional; it’s essential. Join us for a timely, high-level briefing that cuts through the noise and delivers the insights that matter.

What you’ll gain the following insights:

  • The “why now”: the key factors driving heightened regulatory attention across the industry.
  • A global lens: where markets are converging, and where they’re diverging, on conduct expectations.
  • Enforcement in focus: current priorities and the lessons other firms have already learned the hard way.
  • The road ahead: how AI and emerging technologies are reshaping both risks and opportunities.

Hear directly from Ruleguard’s Head of Risk and Compliance, Priscilla Gaudoin, as she uncovers what’s changing, why it matters, and, most importantly, what your firm can do today to prepare for tomorrow’s challenges.

Don’t wait for the next enforcement action to make headlines. Get ahead of it.

 

Please click ”visit site” button above to for more information and to book.

Priscilla Gaudoin

Head of Risk & Compliance
Ruleguard

Ruleguard

FinTech
Host Partner
More  
Ruleguard is the leading Continuous Assurance Platform and AI-powered Governance, Risk and Compliance (GRC) software built specifically for regulated financial services firms. The Ruleguard platform helps organisations automate…

You may also be interested in

Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)

Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors.
Hear from the PIMFA policy team and carefully selected guest speakers as they explore key industry developments, emerging priorities, and what they mean for firms and clients. …
Free
Date & Time: 15th Oct 2026 (10:00) - 15th Oct 2026 (15:00)
Location: Computershare

PIMFA Queries Compendium

This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.

Shared Type: Shared
Published: February 2, 2026