PIMFA Live Learning: Market Abuse 2025 refresher for Wealth Managers 2025
The FCA continues to focus on market abuse, and its messages and publications indicate that it is not looking to turn the heat down anytime soon.
The regulator expects all wealth management firms to have a deep understanding of their market abuse risk and build control frameworks that are both proportionate and effective. However, recent market abuse reviews by consultancy firm Ocorian in the advice sector indicate that they are struggling to properly assess, understand, and articulate the specific market abuse risks inherent in their business.
In this live, two-hour interactive, online training course Ocorian consultants reveal how wealth firms can effectively meet their obligations to detect and prevent market abuse, from setting adequate surveillance frameworks to ensuring they have appropriate governance arrangements in place.
By attending this two-hour refresher session, you will be able to:
- Grasp what the FCA expects from you firm to prevent market abuse in 2025
- Understand where wealth firms fall short of FCA expectations
- Recognise and address common market abuse risk areas in your firm
- Improve your firm’s monitoring ongoing compliance risk
As with all our PIMFA live online learning sessions we provide ‘surgery’ time at the end of this session with the trainer to support you applying what you’ve learnt immediately back into your firm.
*You may bring along a colleague FREE to this course when you book a place on this course at full fee.