The Personal Investment Management & Financial Advice Association (PIMFA)

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25th September, 2025
10:00am - 06:00pm
£275.00 – £630.00
CPD: TBChrs

PIMFA Compliance Conference 2025

Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking.
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Herbert Smith Freehills - Exchange House, Primrose St
London, EC2A 2EG United Kingdom

We are proud to announce that the PIMFA Compliance Conference 2025 will be taking place on September 25th 2025, in London AND online.

This event, now a regular fixture in the PIMFA calendar to highlight key issues raised across our working groups, is aimed at compliance professionals in the investment management and financial advice world. The event will bring together best in class sector speakers, and a high-level audience who can engage with the experts to facilitate fruitful discussions on the latest issues affecting our sector.

The agenda is currently under construction, but an indication of topics we are looking to explore are below:

– PIMFA review of the past year, and horizon scanning for the next
– The Regulator’s Perspective; key messages for PIMFA members from the FCA
– Hear from the Compliance Professionals – what is keeping them up at night?
– Connecting the dots on Cyber Security
– Operational Resilience – six months on, how are firms doing?
– Leveraging Artificial Intelligence to meet compliance challenges
– Ongoing Services Review; what it means for PIMFA members
– Consumer Duty; the landscape since implementation
– Customer Vulnerability; an update since publishing the guide
– The evolution of the ESG agenda

The Compliance Conference will be live-streamed on the day of the event and if joining virtually you will have the opportunity to ask questions live to speakers and panellists. Those attending in person will have the opportunity to network with fellow industry colleagues, speakers and sponsors. When booking your ticket please be sure to choose the correct option – IN-PERSON or VIRTUAL.

If you have any questions or have any interest in speaking or sponsoring this event please contact events@pimfa.co.uk to find out more.

 

Herbert Smith Freehills Kramer LLP

Consultants/Regulatory Advisors/Legal/Auditing
Greater London
Gold Partner
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Herbert Smith Freehills has an integrated, global financial services regulatory team, providing legal advice on a full range of regulatory issues (contentious and non-contentious). They have specialist partners across our…

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