The Personal Investment Management & Financial Advice Association (PIMFA)

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Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)

Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors.

Visit the Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR) dedicated microsite on this topic

Journal #28

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Summer/Autumn Journal 2023 – MiFID Transaction Reporting – 2023 and Beyond

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Journal Edition #31

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Response to the Financial Services Strategy Sector: Regulatory Cross-Cutting Reforms (Leeds Reforms)

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: September 9, 2025
In this practical and insightful session delivered by the co-founder of the Non-Executive Directors’ Association (‘NEDA’), we demystify the responsibilities, liabilities, and rewards of becoming a NED and provide a…
£300.00 – £400.00
Date & Time: 15th Jan 2026 (9:30) - 15th Jan 2026 (12:30)
CPD: 3 Location: Virtual
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £750.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
CPD: 3 Location: London excel
The CRO Forum is a high-level discussion group, formed and attended by senior professional risk managers from participating PIMFA member...

PIMFA response to FCA CP24/24 – The MiFID Organisational Regulation

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: March 28, 2025

The Year That Was To Come: KPMG’s Regulatory Reflections and Predictions

In this podcast, Philip Deeks, Head of KPMG's Regulatory Insight Centre, shares how PIMFA member firms can snatch victory from...
13/02/2025

PIMFA Response to FCA CP24-7: Payment Optionality for Investment Research

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: June 10, 2024

Implementation of MIFID in EU Member States

Shared Type: Shared
Published: April 21, 2023

Appropriateness – Volume 1 MIFID

Shared Type: Shared
Published: April 20, 2023

PIMFA MIFID II for Financial Advisers Guide

Shared Type: Shared
Published: April 20, 2023

20170803-EMT-V1.0

Shared Type: Shared
Published: January 12, 2023

EMT-V1.1-QA.xlx_

Shared Type: Shared
Published: January 12, 2023
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