The Personal Investment Management & Financial Advice Association (PIMFA)

Dictionary

Login Home
Filter by Topics

Investment

The act of buying something such as a share in a company or other financial instrument with the hope of it increasing in value.

MiFID II – Inducements – Research

Shared Type: Shared
Published: January 12, 2023

PIMFA’s response to FCA; CP22-12: Improving Equity Secondary Markets

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 7, 2022
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...

PIMFA response to FCA CP20/15; Liquidity mismatch in authorised open-ended property funds

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 3, 2020

PIMFA Response to FCA: CP 18/19 Introducing the Directory

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: September 25, 2018

PIMFA’s response to FCA: MS17/1.2 : Investment Platforms Market Study – Interim Report

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: September 20, 2018

CP17-33 Insurance Distribution Directive Implementation Part III

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: November 21, 2017

CP17-23 Insurance Distribution Directive Implementation Part II

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: October 18, 2017

CP17 – 29 Client money & Unbreakable Deposits

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: October 13, 2017

GC17-21 Proposal to Create New Listing Category for Sovereign Controlled Companies

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: October 12, 2017

CP17-18 Implementing Asset Management Market Study Remedies & Handbook Chapter 4

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: September 27, 2017

CP17-5 – Reforming the Availability of Information in the UK Equity IPO Process

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: June 1, 2017

Capital Markets Union mid-term review 2017

Paper Type: PIMFA Response Papers
Recipients: European Commission
Month Published: March 17, 2017
1 2 3