The Personal Investment Management & Financial Advice Association (PIMFA)

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FCA Consumer Duty annual board report Summary

Download here a PIMFA summary on the FCA's Updates on Consumer Duty: Consumer Duty annual board report, looking at updated information for firms to include more information on the regulator’s expectations and requirements on annual board reports
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Consumer Duty

Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
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CPD: TBC Location: Herbert Smith Freehills Kramer
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...
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