The Personal Investment Management & Financial Advice Association (PIMFA)

Dictionary

Login Home
Filter by Topics

CASS: Crush Your Next Audit Not Your Budget

Let’s face it, all firms want to crush their next CASS Audit, addressing any gaps in their systems and processes in time for their firm’s formal CASS audit, but actually achieving these goals can sometimes be a different story.

Let’s face it, all firms want to crush their next CASS Audit, addressing any gaps in their systems and processes in time for their firm’s formal CASS audit, but actually achieving these goals can sometimes be a different story.

You may also be interested in

Client Assets Sourcebook (CASS)

CASS (Client Assets Sourcebook) rules ensuring firms safeguard and properly handle client assets and funds.
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
Location: London excel

Understanding and Implementing CASS: A Strategic Imperative for Your Organisation – Leaman Crellin

Shared Type: Shared Public
Published: May 20, 2025