The Personal Investment Management & Financial Advice Association (PIMFA)

Dictionary

Login Home
Filter by Topics

CP18/38: Restricting CFDs sold to retail clients and a discussion of other retail derivative products

FCA 20 February 2024 - Consumer Duty - What firms are doing well and what they could do better. This publication builds on the FCA's review of firms’ implementation plans and their fair value frameworks and previous communications and finds that, whilst welcoming improvements made by many firms to deliver better outcomes for their customers, some are lagging behind and suggests areas for improvement.
Download

You may also be interested in

Consumer Duty

Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication.
Join us to hear the latest findings from the PIMFA Leading Lights 2025 cohort. …
Free
Date & Time: 11th Feb 2026 (14:00) - 11th Feb 2026 (18:00)
Location: DAC Beachcroft
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...
Enjoying our website? Email us anytime with your feedback!