PIMFA Response Papers

PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.

From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.

205 papers found. Page 8 of 11.

Consultation Response
PIMFA responds to Work and Pensions Select Committee inquiry into pension cost transparency

Month Published: September 2018

2018 Consultation Responses
DWP
House of Commons

Consultation Response
PIMFA’s response to the FCA’s CP18/9: Consultation on further remedies – Asset Management Market Study

Month Published: July 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFA’s response to the FCA’s GC 18/1 – Proposed guidance on financial crime systems and controls: insider dealing and market manipulation

Month Published: June 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFA’s response to FCA Mission: Our Approach to Supervision

Month Published: June 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFA Response to the European Commission consultation Sustainable Finance Initiative – MiFID II suitability requirements

Month Published: June 2018

2018 Consultation Responses
European Commission

Consultation Response
PIMFA’s response to FCA’s consultation: CP18/10 regulated fees and levies: Rates proposals 2018/19

Month Published: May 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFA Response to Improving the Quality of Pension Transfer Advice

Month Published: May 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFA Response to EU consultation on amendments to Shareholder Rights Directive 8 May 18

Month Published: May 2018

2018 Consultation Responses
European Parliament

Consultation Response
PIMFA’s response to House of Lords EU Select Committee’s Post-Brexit EU-UK relations inquiry

Month Published: May 2018

2018 Consultation Responses
House of Lords

Consultation Response
PIMFA’s response to FCA’s CP18/3 Consultation on SME access to the Financial Ombudsman Service

Month Published: April 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFA’s response to European Commission proposal on the prudential requirements of Investment firms

Month Published: March 2018

2018 Consultation Responses
European Commission

Consultation Response
PIMFA’s response to FCA Mission Paper Our Approach to Competition

Month Published: March 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFAs response to FCA Mission Paper Our Approach to Authorisation

Month Published: March 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFA response to CP 17/42 Duty of responsibility

Month Published: March 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFA response to CP 17 40 Transitioning FCA firms and individuals to the SMCR