PIMFA Response Papers

PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.

From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.

205 papers found. Page 7 of 11.

Consultation Response
ESMA – Integrating Sustainability Risks and Factors in MIFID II

Month Published: February 2019

2019 Consultation Responses
ESMA

Consultation Response
PIMFA Response to Work and Pensions Select Committee Inquiry into Pension Transfer Advice

Month Published: January 2019

2019 Consultation Responses

Consultation Response
PIMFA’s response to EIOPA; Consultation Paper on integrating sustainability risks and factors in the delegated acts under the IDD

Month Published: January 2019

2019 Consultation Responses
EIOPA

Consultation Response
PIMFA’s response to DWP; Pensions Dashboards: Working together for the consumer

Month Published: January 2019

2019 Consultation Responses
DWP

Discussion Paper
PIMFA’s response to FCA DP18/8: Climate Change and Green Finance Discussion Paper

Month Published: January 2019

2019 Discussion Paper Responses
FCA

Consultation Response
PIMFA’s response to the EDPB; Consultation on Guidelines 3/2018 on the territorial scope of the GDPR

Month Published: January 2019

2019 Consultation Responses
EDPB

Consultation Response
PIMFA’s response to ICO; Call for views on a direct marketing code of practice

Month Published: December 2018

2018 Consultation Responses
Information Commissioner's Office

Consultation Response
PIMFA’s response to HM Treasury; Treasury Committee’s inquiry into consumers’ access to financial services

Month Published: December 2018

2018 Consultation Responses
HM Treasury

Consultation Response
PIMFAs response to FCA: CP18/31 Increasing the award limit for the Financial Ombudsman Service (FOS)

Month Published: December 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFA response to ESAs’ Joint Consultation Paper concerning amendments to the PRIIPs KID

Month Published: December 2018

2018 Consultation Responses
EIOPA
ESMA
European Banking Authority

Consultation Response
PIMFA’s response to FCA: GC18/4 Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms

Month Published: December 2018

2018 Consultation Responses
FCA

Discussion Paper
PIMFA’s response to FCA DP18/5:Discussion Paper on a Duty of Care and potential alternative approaches

Month Published: October 2018

2018 Discussion Paper Responses
FCA

Consultation Response
PIMFA’s Response to FCA: Call for Input: PRIIPs Regulation – addendum to the PIMFA Response

Month Published: October 2018

2018 Consultation Responses
FCA

Consultation Response
PIMFA’s Response to the Law Commission’s Consultation Paper No 236 Anti Money laundering – the SARs Regime

Month Published: October 2018

2018 Consultation Responses
Law Commision

Consultation Response
PIMFA Response to FCA Call for Input: PRIIPs Regulation – initial experiences with the new requirements