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PIMFA Live Online Training: Complying with your Operational Resilience obligations – A Wealth Management Firms Checklist
Time is running out for PIMFA member firms to comply with The FCA’s new operational resilience regulations that come into…
31st January 2022 09:30FIND OUT MORE
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PIMFA Live Online Learning: Market Abuse 2022 refresher for Wealth Firms
The FCA expects all firms to have a deep understanding of their market abuse risk, and build control frameworks that…
15th March 2022 09:30FIND OUT MORE
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PIMFA Learning: Authentic Leadership: How to thrive as a female leader in wealth and finance 2023
Register your interest now   According to the Financial Conduct Authority, ‘senior jobs are still mostly for the boys’. And,…
19th January 2023 00:00FIND OUT MORE
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PIMFA Live Online Learning: Market Abuse – are you doing enough?
The FCA is turning up the heat on Market Abuse. In December 2022, the FCA fined three broker firms £4,775,200…
15th March 2023 09:30FIND OUT MORE
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Reinforcing Customer Centricity: How Your Firm Can By July 2023, Meet The Exacting Standards Customer Support And Consumer Understanding Under Consumer Duty
It’s too easy for PIMFA Member Firms to assume that their current suitability checks and approaches to assessing a client’s…
2nd November 2023 00:00FIND OUT MORE
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PIMFA Learning: Authentic Leadership: How to thrive as a female leader in wealth and finance Feb 2024
Register your interest now   According to the Financial Conduct Authority, ‘senior jobs are still mostly for the boys’. And,…
6th February 2024 00:00FIND OUT MORE
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