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London
PIMFA Training: Everything You Need to Deliver SM&CR Conduct Rules Training in Your Firm: Train the Trainer Workshop and Toolkit
Need to deliver Conduct Rules training by the 9th December, but don’t have the time or knowledge to prepare FCA…
16th October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
PIMFA Training: Clear, Fair and Not Misleading: Financial Promotions, What Your Firm Needs To Know
The regulator’s ‘Dear CEO’ letters in January and April 2019 sent to all firms reminded them that the FCA treats…
22nd October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
PIMFA Training: What Does Good Training and Competence Practice Look Like in Your Firm Under SM&CR and MiFID II?
The competence of staff has always been high on the Regulator’s agenda and the introduction of the Senior Management and…
3rd March 2020 09:00FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: CASS Client Money: What you should know in 2020
**Please note tickets for this have sold out**  While the principles embodied within the FCA’s Client Assets (CASS) sourcebook are…
30th September 2020 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: Getting the DB Pensions transfer advice process right.
On Friday 5th June The FCA released policy statement PS20/6 that outlined the banning contingent charging in the pension transfer…
24th November 2020 09:30FIND OUT MORE
LearningLive LearningTraining Courses
PIMFA Live Online Learning: SMCR Conduct Rules Train the Trainer programme
As the regulator expects firms to have role-specific training in place that provides a high degree of confidence that conduct…
10th December 2020 09:30FIND OUT MORE
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